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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDMO
1201
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$174K 0.01%
13,107
+964
+8% +$12.7K
PLL
1202
DELISTED
PALL CORP
PLL
$174K 0.01%
1,953
+104
+6% +$8.81K
PWY
1203
DELISTED
POWERSHARES DYNAMIC SMALL CAP VALUE PORTFOLIO
PWY
$174K 0.01%
6,858
+78
+1% +$1.98K
MJN
1204
DELISTED
Mead Johnson Nutrition Company
MJN
$173K 0.01%
2,075
+1,281
+161% +$104K
BFY
1205
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$173K 0.01%
12,650
-517
-4% -$6.88K
GGN
1206
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$836M
$171K 0.01%
17,269
+772
+5% +$7.55K
HDGE icon
1207
AdvisorShares Ranger Equity Bear ETF
HDGE
$53M
$171K 0.01%
1,343
-160
-11% -$20.6K
MAT icon
1208
Mattel
MAT
$4.29B
$170K 0.01%
4,235
-4,287
-50% -$170K
BWLD
1209
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$170K 0.01%
1,145
+100
+10% +$14.2K
HPF
1210
John Hancock Preferred Income Fund II
HPF
$345M
$169K ﹤0.01%
8,465
+1,975
+30% +$37.4K
CSM icon
1211
ProShares Large Cap Core Plus
CSM
$532M
$168K ﹤0.01%
7,468
+608
+9% +$13.3K
IGOV icon
1212
iShares International Treasury Bond ETF
IGOV
$1.53B
$168K ﹤0.01%
3,254
-4,122
-56% -$210K
TFSL icon
1213
TFS Financial
TFSL
$4.83B
$168K ﹤0.01%
13,544
– –
UHAL icon
1214
U-Haul Holding Co
UHAL
$14.3B
$168K ﹤0.01%
7,250
-500
-6% -$11.6K
WPX
1215
DELISTED
WPX Energy, Inc.
WPX
$168K ﹤0.01%
9,311
-556
-6% -$10.3K
ATO icon
1216
Atmos Energy
ATO
$28.6B
$167K ﹤0.01%
3,538
+1,131
+47% +$52.1K
OTTR icon
1217
Otter Tail
OTTR
$3.96B
$167K ﹤0.01%
5,413
+590
+12% +$17.4K
UTHR icon
1218
United Therapeutics
UTHR
$22.1B
$167K ﹤0.01%
1,776
+29
+2% +$2.97K
BBVA icon
1219
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
$166K ﹤0.01%
14,498
+3,292
+29% +$38.5K
HBI
1220
DELISTED
Hanesbrands
HBI
$166K ﹤0.01%
8,684
-684
-7% -$12.3K
LHCG
1221
DELISTED
LHC Group LLC
LHCG
$166K ﹤0.01%
7,520
– –
VAR
1222
DELISTED
Varian Medical Systems, Inc.
VAR
$166K ﹤0.01%
2,260
+186
+9% +$13.4K
FULT icon
1223
Fulton Financial
FULT
$4.65B
$165K ﹤0.01%
13,077
+24
+0.2% +$302
SXCP
1224
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$165K ﹤0.01%
5,650
– –
VIOO icon
1225
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.31B
$164K ﹤0.01%
+3,310
New +$161K
47 48
49
50 51

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.