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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GII icon
1176
State Street SPDR S&P Global Infrastructure ETF
GII
$932M
$218K 0.01%
+4,477
New +$224K
IQI icon
1177
Invesco Quality Municipal Securities
IQI
$534M
$218K 0.01%
18,015
+4,322
+32% +$52.5K
SCHE icon
1178
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$218K 0.01%
8,580
+2,390
+39% +$64.2K
SVM
1179
Silvercorp Metals
SVM
$2.79B
$218K 0.01%
137,312
-1,920
-1% -$3.53K
WOLF icon
1180
Wolfspeed
WOLF
$1.57B
$217K 0.01%
5,186
-1,729
-25% -$79.9K
BSJG
1181
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$217K 0.01%
8,147
+7,917
+3,442% +$214K
CB
1182
DELISTED
CHUBB CORPORATION
CB
$217K 0.01%
2,385
+122
+5% +$11.1K
CX icon
1183
Cemex
CX
$16.1B
$216K 0.01%
18,651
+921
+5% +$10.7K
BBWI icon
1184
Bath & Body Works
BBWI
$3.81B
$215K 0.01%
3,971
-1,365
-26% -$68.7K
PWE
1185
DELISTED
Penn West Energy Petroleum Ltd
PWE
$215K 0.01%
31,877
+3,086
+11% +$24.4K
RBS.PRL.CL
1186
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$215K 0.01%
9,273
+4,000
+76% +$92.7K
MDU icon
1187
MDU Resources
MDU
$4.31B
$213K 0.01%
20,105
-408
-2% -$4.86K
BRG
1188
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$213K 0.01%
16,348
+15,148
+1,262% +$195K
TSL
1189
DELISTED
Trina Solar Limited
TSL
$213K 0.01%
17,644
+267
+2% +$3.33K
GGT
1190
Gabelli Multimedia Trust
GGT
$175M
$212K 0.01%
+22,916
New +$220K
BB icon
1191
BlackBerry
BB
$5.26B
$211K 0.01%
21,182
+8,403
+66% +$85.9K
HSBC icon
1192
HSBC
HSBC
$355B
$211K 0.01%
4,795
+1,381
+40% +$62.9K
WYNN icon
1193
Wynn Resorts
WYNN
$10.8B
$211K 0.01%
1,128
-19
-2% -$3.75K
ADT
1194
DELISTED
ADT Corp
ADT
$211K 0.01%
5,927
+2,259
+62% +$80.1K
BDJ icon
1195
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.76B
$210K 0.01%
25,645
+945
+4% +$7.84K
GPRO icon
1196
GoPro
GPRO
$114M
$210K 0.01%
+2,237
New +$114K
FLTR icon
1197
VanEck IG Floating Rate ETF
FLTR
$3.04B
$209K 0.01%
8,308
-68
-0.8% -$1.71K
BFH icon
1198
Bread Financial
BFH
$4.36B
$208K 0.01%
1,051
-493
-32% -$104K
GCC icon
1199
WisdomTree Enhanced Commodity Strategy Fund
GCC
$280M
$208K 0.01%
8,418
– –
MHI
1200
DELISTED
Pioneer Municipal High Income Fund
MHI
$208K 0.01%
13,644
+219
+2% +$3.31K
46 47
48
49 50

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HAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.