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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.32%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.26B
AUM Growth
+$578M
Cap. Flow
+$414M
Cap. Flow %
6.61%
Top 10 Hldgs %
13.79%
Holding
5,111
New
226
Increased
2,179
Reduced
1,427
Closed
197

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$55.8M
2
HDV
iShares Core High Dividend ETF
HDV
+$26.1M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$19.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.5M
5
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$15.6M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$23.5M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$14.8M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.5M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$10.8M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$10.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.63%
2 Financials 5.21%
3 Industrials 4.96%
4 Technology 4.7%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMP icon
1151
Compass Minerals
CMP
$1.13B
$482K 0.01%
6,495
+1,272
+24% +$96.3K
NSH
1152
DELISTED
NuStar GP Holdings LLC
NSH
$481K 0.01%
18,769
-23
-0.1% -$560
EME icon
1153
Emcor
EME
$35.7B
$478K 0.01%
9,695
+135
+1% +$6.43K
MSEX icon
1154
Middlesex Water
MSEX
$1.09B
$478K 0.01%
11,001
+633
+6% +$23.4K
VNM icon
1155
VanEck Vietnam ETF
VNM
$510M
$478K 0.01%
32,688
-800
-2% -$11.5K
COO icon
1156
Cooper Companies
COO
$14.9B
$477K 0.01%
11,140
+5,088
+84% +$204K
PNNT
1157
Pennant Park Investment Corp
PNNT
$242M
$477K 0.01%
69,774
-3,704
-5% -$24K
PPH icon
1158
VanEck Pharmaceutical ETF
PPH
$1B
$477K 0.01%
8,131
+2,805
+53% +$163K
EPI icon
1159
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$475K 0.01%
23,562
-460
-2% -$9.01K
BOCH
1160
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$475K 0.01%
72,017
+2,500
+4% +$15.9K
CPGX
1161
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
$473K 0.01%
18,575
-1,765
-9% -$45K
ALGN icon
1162
Align Technology
ALGN
$12.5B
$471K 0.01%
5,860
+2,651
+83% +$203K
BDJ icon
1163
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$471K 0.01%
59,896
+12,327
+26% +$94.2K
CYBR
1164
DELISTED
CyberArk
CYBR
$471K 0.01%
9,707
+4,222
+77% +$182K
PXF icon
1165
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.94B
$471K 0.01%
13,630
-340
-2% -$12.1K
MIDD icon
1166
Middleby
MIDD
$5.89B
$470K 0.01%
4,078
-94
-2% -$10.8K
NVR icon
1167
NVR
NVR
$16.8B
$470K 0.01%
264
+40
+18% +$68.4K
Y
1168
DELISTED
Alleghany Corp
Y
$470K 0.01%
856
+775
+957% +$404K
EPP icon
1169
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
$468K 0.01%
11,944
-453
-4% -$17.7K
FXO icon
1170
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$468K 0.01%
19,990
-2,722
-12% -$63K
EWA icon
1171
iShares MSCI Australia ETF
EWA
$1.47B
$467K 0.01%
24,003
+9,658
+67% +$188K
GBF icon
1172
iShares Government/Credit Bond ETF
GBF
$127M
$463K 0.01%
3,936
-6,347
-62% -$733K
ONB icon
1173
Old National Bancorp
ONB
$10.1B
$462K 0.01%
37,048
-822
-2% -$10.4K
DLNG icon
1174
Dynagas LNG Partners
DLNG
$140M
$460K 0.01%
33,700
+17,700
+111% +$241K
HTD
1175
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$900M
$460K 0.01%
18,366
+3,592
+24% +$85.9K
45 46
47
48 49

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q2 2016 Portfolio in Review

As of Q2 2016, Ladenburg Thalmann Financial Services held 5,111 positions worth $6.26B, up 10% from $5.68B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $414M of net new capital in Q2 2016, opening 226 new positions and adding to 2,179 existing holdings. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.6% of assets, up from 5.5% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $23.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q2 2016 buy was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Value ETF in Q2 2016, an estimated $55.8M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2016 reduction was iShares Core Dividend Growth ETF, cutting an estimated $23.5M.
  • Ladenburg Thalmann Financial Services fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $912K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $6.26B portfolio in Q2 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 197 in Q2 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $6.26B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2016, filed 15 Aug 2016.