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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSJG
1151
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$321K 0.01%
12,415
+4,268
+52% +$113K
LNG icon
1152
Cheniere Energy
LNG
$54.8B
$319K 0.01%
4,524
-6,859
-60% -$484K
PGR icon
1153
Progressive
PGR
$123B
$319K 0.01%
11,845
-118
-1% -$3.11K
WIA
1154
Western Asset Inflation-Linked Income Fund
WIA
$187M
$319K 0.01%
27,581
+25,426
+1,180% +$294K
AFB
1155
AllianceBernstein National Municipal Income Fund
AFB
$315M
$318K 0.01%
23,141
+2,497
+12% +$34.4K
WBK
1156
DELISTED
Westpac Banking Corporation
WBK
$318K 0.01%
11,805
+1,069
+10% +$30.2K
CLB icon
1157
Core Laboratories
CLB
$570M
$317K 0.01%
2,650
-7,892
-75% -$1.04M
EDU icon
1158
New Oriental
EDU
$8.84B
$317K 0.01%
14,345
+887
+7% +$19.3K
ACET
1159
DELISTED
Aceto Corp
ACET
$316K 0.01%
14,561
+598
+4% +$12.5K
EOI
1160
Eaton Vance Enhanced Equity Income Fund
EOI
$830M
$315K 0.01%
22,861
+5,498
+32% +$75.2K
FGP
1161
DELISTED
Ferrellgas Partners, L.P.
FGP
$315K 0.01%
14,330
+3,671
+34% +$96K
VMI icon
1162
Valmont Industries
VMI
$9.52B
$314K 0.01%
2,467
+209
+9% +$27.9K
BLV icon
1163
Vanguard Long-Term Bond ETF
BLV
$5.7B
$313K 0.01%
3,321
+1,248
+60% +$115K
TBT icon
1164
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$308M
$313K 0.01%
6,703
+5,879
+713% +$300K
MCA
1165
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$313K 0.01%
20,594
+8,946
+77% +$133K
MFA
1166
MFA Financial
MFA
$928M
$311K 0.01%
9,738
+496
+5% +$16.3K
TNA icon
1167
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.47B
$311K 0.01%
7,672
-1,276
-14% -$45.7K
GG
1168
DELISTED
Goldcorp Inc
GG
$311K 0.01%
16,800
-22,458
-57% -$461K
EMF
1169
Templeton Emerging Markets Fund
EMF
$325M
$310K 0.01%
20,084
+16,523
+464% +$278K
RSPT icon
1170
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.86B
$309K 0.01%
34,050
+22,950
+207% +$200K
ORAN
1171
DELISTED
Orange
ORAN
$309K 0.01%
18,130
+8,234
+83% +$131K
DGX icon
1172
Quest Diagnostics
DGX
$26.2B
$308K 0.01%
4,572
+3,177
+228% +$200K
INGR icon
1173
Ingredion
INGR
$6.6B
$308K 0.01%
3,647
+1,895
+108% +$151K
VIOO icon
1174
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.31B
$308K 0.01%
6,006
+56
+0.9% +$2.77K
RSPU icon
1175
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$531M
$307K 0.01%
+7,812
New +$297K
45 46
47
48 49

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.