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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCEP icon
1151
Coca-Cola Europacific Partners
CCEP
$47.1B
$229K 0.01%
5,173
+1,091
+27% +$51.2K
PBYI icon
1152
Puma Biotechnology
PBYI
$453M
$228K 0.01%
956
+902
+1,670% +$185K
TGNA
1153
DELISTED
TEGNA Inc
TGNA
$227K 0.01%
14,535
-7,769
-35% -$133K
ULTA icon
1154
Ulta Beauty
ULTA
$23.3B
$227K 0.01%
1,921
+729
+61% +$72.5K
PRGX
1155
DELISTED
PRGX Global, Inc.
PRGX
$227K 0.01%
38,700
– –
CUNB
1156
DELISTED
CU Bancorp
CUNB
$227K 0.01%
12,101
+6,188
+105% +$115K
QCLN icon
1157
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$628M
$226K 0.01%
11,816
-1,273
-10% -$25.5K
JPS
1158
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$226K 0.01%
25,929
-6,101
-19% -$54.7K
DSUM
1159
DELISTED
Invesco Chinese Yuan Dim Sum Bond ETF
DSUM
$226K 0.01%
9,102
+1
+0% +$25
PCAR icon
1160
PACCAR
PCAR
$69.8B
$225K 0.01%
5,933
+215
+4% +$8.96K
TYG
1161
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$225K 0.01%
1,172
+514
+78% +$98.3K
FLR icon
1162
Fluor
FLR
$7.08B
$224K 0.01%
3,326
-646
-16% -$47.5K
FV icon
1163
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
$224K 0.01%
11,010
+1,270
+13% +$25.6K
HTH icon
1164
Hilltop Holdings
HTH
$2.24B
$223K 0.01%
11,111
– –
VOX icon
1165
Vanguard Communication Services ETF
VOX
$5.82B
$223K 0.01%
2,553
+54
+2% +$4.75K
ACP
1166
abrdn Income Credit Strategies Fund
ACP
$641M
$222K 0.01%
13,638
– –
ERH
1167
Allspring Utilities & High Income Fund
ERH
$103M
$222K 0.01%
+17,207
New +$220K
NOG icon
1168
Northern Oil and Gas
NOG
$2.58B
$222K 0.01%
1,560
-100
-6% -$16K
XRX icon
1169
Xerox
XRX
$423M
$221K 0.01%
6,340
-1,318
-17% -$46K
EMES
1170
DELISTED
Emerge Energy Services LP
EMES
$221K 0.01%
1,914
+244
+15% +$28.8K
NIO
1171
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$221K 0.01%
15,518
+173
+1% +$2.44K
BKCC
1172
DELISTED
BlackRock Capital Investment Corporation
BKCC
$220K 0.01%
25,769
+168
+0.7% +$1.52K
BCR
1173
DELISTED
CR Bard Inc.
BCR
$220K 0.01%
1,541
-52
-3% -$7.68K
BMRN icon
1174
BioMarin Pharmaceuticals
BMRN
$13.5B
$218K 0.01%
3,027
+1,760
+139% +$116K
EMO
1175
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.04B
$218K 0.01%
1,783
+2
+0.1% +$248
45 46
47
48 49

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EM
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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.