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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EAD
1151
Allspring Income Opportunities Fund
EAD
$381M
$190K 0.01%
20,064
+3,988
+25% +$37.1K
HLSS
1152
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$190K 0.01%
8,800
+425
+5% +$9.07K
EPI icon
1153
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$189K 0.01%
10,986
+1,002
+10% +$17.1K
NXP icon
1154
Nuveen Select Tax-Free Income Portfolio
NXP
$897M
$189K 0.01%
14,050
-2,300
-14% -$30.9K
ENB icon
1155
Enbridge
ENB
$113B
$188K 0.01%
4,122
-1,793
-30% -$77.4K
SCHH icon
1156
Schwab US REIT ETF
SCHH
$11.1B
$188K 0.01%
11,340
+1,338
+13% +$21.4K
SIL icon
1157
Global X Silver Miners ETF NEW
SIL
$4.86B
$188K 0.01%
4,905
+1,502
+44% +$58.8K
BGG
1158
DELISTED
Briggs & Stratton Corp.
BGG
$188K 0.01%
8,471
+657
+8% +$14.3K
BHI
1159
DELISTED
Baker Hughes
BHI
$188K 0.01%
2,895
-345
-11% -$20.4K
NGLS
1160
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$188K 0.01%
3,333
+2,143
+180% +$113K
FV icon
1161
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
$186K 0.01%
+9,850
New +$191K
FMER
1162
DELISTED
FIRSTMERIT CORP
FMER
$186K 0.01%
8,922
-911
-9% -$19.3K
OIH icon
1163
VanEck Oil Services ETF
OIH
$1.97B
$184K 0.01%
182
+178
+4,450% +$169K
STWD icon
1164
Starwood Property Trust
STWD
$6.17B
$184K 0.01%
7,786
+1,089
+16% +$25.9K
SBR
1165
Sabine Royalty Trust
SBR
$1.06B
$183K 0.01%
3,619
-520
-13% -$26.1K
SPPI
1166
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$183K 0.01%
23,300
+8,000
+52% +$67.7K
BEAM
1167
DELISTED
BEAM INC COM STK (DE)
BEAM
$183K 0.01%
2,200
-198
-8% -$16.1K
BBDC icon
1168
Barings BDC
BBDC
$975M
$182K 0.01%
7,021
+4,091
+140% +$112K
BQH
1169
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$182K 0.01%
13,271
+2,195
+20% +$28.9K
BSCG
1170
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$182K 0.01%
8,134
+790
+11% +$17.7K
QRE
1171
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$182K 0.01%
10,200
-541
-5% -$9.58K
CODI icon
1172
Compass Diversified
CODI
$927M
$181K 0.01%
9,571
+278
+3% +$5.13K
PPLI
1173
People Inc
PPLI
$2.97B
$181K 0.01%
14,224
-120,995
-89% -$1.56M
SMH icon
1174
VanEck Semiconductor ETF
SMH
$70.6B
$181K 0.01%
7,922
+2,932
+59% +$63K
S
1175
DELISTED
Sprint Corporation
S
$181K 0.01%
20,270
+406
+2% +$3.57K
45 46
47
48 49

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.