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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMS
1151
DELISTED
Bemis
BMS
$152K 0.01%
3,903
+112
+3% +$4.54K
INVN
1152
DELISTED
Invensense Inc
INVN
$152K 0.01%
8,648
+535
+7% +$9.04K
MGAM
1153
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
$152K 0.01%
4,411
-269
-6% -$9.19K
PWY
1154
DELISTED
POWERSHARES DYNAMIC SMALL CAP VALUE PORTFOLIO
PWY
$152K 0.01%
6,780
– –
DIV icon
1155
Global X SuperDividend US ETF
DIV
$773M
$151K 0.01%
6,065
+316
+5% +$7.91K
EXK
1156
Endeavour Silver
EXK
$3.14B
$151K 0.01%
35,206
+6
+0% +$26
GVI icon
1157
iShares Intermediate Government/Credit Bond ETF
GVI
$3.79B
$151K 0.01%
1,368
-1,799
-57% -$197K
DVM
1158
DELISTED
COHEN & STEERS DIV MAJORS FUND INC
DVM
$151K 0.01%
11,071
+3,777
+52% +$53.5K
EEQ
1159
DELISTED
Enbridge Energy Management Llc
EEQ
$150K 0.01%
8,212
+1,901
+30% +$36.3K
ONB icon
1160
Old National Bancorp
ONB
$10.3B
$149K 0.01%
10,484
+9,209
+722% +$130K
ULTA icon
1161
Ulta Beauty
ULTA
$23.3B
$149K 0.01%
1,227
-144
-11% -$14.9K
BBBY
1162
DELISTED
Bed Bath & Beyond Inc
BBBY
$149K 0.01%
1,927
-3,178
-62% -$238K
ONXX
1163
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
$149K 0.01%
1,194
-158
-12% -$20K
FUN icon
1164
Cedar Fair
FUN
$1.63B
$148K 0.01%
3,391
+21
+0.6% +$905
NQM
1165
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$148K 0.01%
10,708
-2,038
-16% -$27.5K
SHPG
1166
DELISTED
Shire pic
SHPG
$148K 0.01%
1,228
+147
+14% +$16.2K
ECON icon
1167
Columbia Emerging Markets Consumer ETF
ECON
$304M
$147K 0.01%
5,457
+275
+5% +$7.18K
EMN icon
1168
Eastman Chemical
EMN
$8.55B
$147K 0.01%
1,876
+187
+11% +$14.4K
IGA
1169
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$147K 0.01%
12,281
+41
+0.3% +$498
ADRE
1170
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$147K 0.01%
3,969
-1,200
-23% -$42.9K
CMS icon
1171
CMS Energy
CMS
$21.8B
$146K ﹤0.01%
5,518
+2,175
+65% +$59.1K
IYY icon
1172
iShares Dow Jones US ETF
IYY
$3.06B
$146K ﹤0.01%
3,424
-3,824
-53% -$162K
PBE icon
1173
Invesco Biotechnology & Genome ETF
PBE
$358M
$146K ﹤0.01%
4,156
+1,259
+43% +$41.7K
PFN
1174
PIMCO Income Strategy Fund II
PFN
$707M
$146K ﹤0.01%
14,305
+63
+0.4% +$638
FNFG
1175
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$146K ﹤0.01%
14,037
-331
-2% -$3.44K
45 46
47
48 49

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.