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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.74%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.21B
AUM Growth
+$693M
Cap. Flow
+$641M
Cap. Flow %
12.29%
Top 10 Hldgs %
13.39%
Holding
4,867
New
364
Increased
2,293
Reduced
1,153
Closed
145

Top Buys

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$41.1M
2
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$36.7M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$35.2M
4
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$34.5M
5
AAPL icon
Apple
AAPL
+$28.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$45.5M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$41.4M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$37.8M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$36.7M
5
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$36.6M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 5.62%
3 Industrials 5.35%
4 Healthcare 4.99%
5 Consumer Staples 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPV icon
1126
ProShares UltraShort FTSE Europe
EPV
$10.2M
$427K 0.01%
1,569
+21
+1% +$6.19K
SCHW
1127
Charles Schwab
SCHW
$187B
$427K 0.01%
14,110
+996
+8% +$28.9K
SLRC icon
1128
SLR Investment Corp
SLRC
$701M
$427K 0.01%
21,082
– –
STX icon
1129
Seagate
STX
$200B
$427K 0.01%
8,139
-3,387
-29% -$201K
PWB icon
1130
Invesco Large Cap Growth ETF
PWB
$2.43B
$426K 0.01%
13,925
+12,524
+894% +$374K
PAGG
1131
DELISTED
Invesco Global Agriculture ETF
PAGG
$425K 0.01%
14,070
-3,151
-18% -$93.6K
PBPB
1132
DELISTED
Potbelly
PBPB
$424K 0.01%
30,980
-950
-3% -$13.2K
BCS.PRD.CL
1133
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$423K 0.01%
16,125
– –
IGD
1134
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$523M
$421K 0.01%
50,637
-8,883
-15% -$73.7K
NMY
1135
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$421K 0.01%
+33,050
New +$421K
BRG
1136
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$420K 0.01%
31,495
+4,742
+18% +$62.8K
BSJG
1137
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$420K 0.01%
15,969
+3,554
+29% +$93.1K
USA icon
1138
Liberty All-Star Equity Fund
USA
$1.86B
$419K 0.01%
71,646
+37,149
+108% +$216K
MTUS icon
1139
Metallus
MTUS
$898M
$418K 0.01%
15,788
+115
+0.7% +$3.38K
JCP
1140
DELISTED
J.C. Penney Company, Inc.
JCP
$418K 0.01%
49,735
+11,060
+29% +$86.1K
LINE
1141
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$418K 0.01%
37,710
+799
+2% +$9.12K
LH icon
1142
Labcorp
LH
$25.9B
$416K 0.01%
3,840
+1,625
+73% +$167K
VOOV icon
1143
Vanguard S&P 500 Value ETF
VOOV
$6.74B
$414K 0.01%
4,636
+756
+19% +$67.5K
BOCH
1144
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$414K 0.01%
74,017
-1,000
-1% -$5.72K
PPH icon
1145
VanEck Pharmaceutical ETF
PPH
$991M
$412K 0.01%
5,859
+2,303
+65% +$156K
EMD
1146
Western Asset Emerging Markets Debt Fund
EMD
$610M
$411K 0.01%
26,109
+13,926
+114% +$220K
HRC
1147
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$411K 0.01%
8,375
+7,284
+668% +$347K
CEF icon
1148
Sprott Physical Gold and Silver Trust
CEF
$8.36B
$409K 0.01%
34,302
+2,447
+8% +$30.1K
XSLV icon
1149
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
$409K 0.01%
+11,976
New +$402K
IEZ icon
1150
iShares US Oil Equipment & Services ETF
IEZ
$386M
$408K 0.01%
8,678
-347
-4% -$16.5K
44 45
46
47 48

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AG
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EM
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HAM
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CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2015 Portfolio in Review

As of Q1 2015, Ladenburg Thalmann Financial Services held 4,867 positions worth $5.21B, up 15% from $4.52B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $641M of net new capital in Q1 2015, opening 364 new positions and adding to 2,293 existing holdings. Its largest new stake was PIMCO Enhanced Low Duration Active Exchange-Traded Fund: 129,201 shares worth $13.1M.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, up from 5.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $45.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2015 buy was PIMCO Enhanced Low Duration Active Exchange-Traded Fund: 129,201 shares worth $13.1M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Growth ETF in Q1 2015, an estimated $41.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $45.5M.
  • Ladenburg Thalmann Financial Services fully exited Vanguard Emerging Markets Government Bond ETF in Q1 2015, selling an estimated $2.88M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $5.21B portfolio in Q1 2015.
  • Ladenburg Thalmann Financial Services opened 364 new positions and closed 145 in Q1 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 15% quarter-over-quarter to $5.21B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2015, filed 15 May 2015.