We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMLV icon
1126
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$259M
$239K 0.01%
3,409
+1,500
+79% +$108K
MLPI
1127
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$239K 0.01%
5,232
-62
-1% -$2.76K
EOI
1128
Eaton Vance Enhanced Equity Income Fund
EOI
$830M
$238K 0.01%
17,363
+2,173
+14% +$30.2K
BCS.PRD.CL
1129
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$237K 0.01%
9,125
+1,800
+25% +$46.6K
JTP
1130
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$237K 0.01%
29,118
+103
+0.4% +$859
AOD
1131
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$236K 0.01%
27,784
+27,483
+9,131% +$242K
EXI icon
1132
iShares Global Industrials ETF
EXI
$1.48B
$236K 0.01%
3,374
+20
+0.6% +$1.43K
PPH icon
1133
VanEck Pharmaceutical ETF
PPH
$996M
$236K 0.01%
3,714
-1,319
-26% -$81.7K
GAP
1134
The Gap Inc
GAP
$7.55B
$236K 0.01%
5,670
+43
+0.8% +$1.82K
GARS
1135
DELISTED
Garrison Capital Inc.
GARS
$236K 0.01%
16,294
+12,874
+376% +$189K
LNKD
1136
DELISTED
LinkedIn Corporation
LNKD
$236K 0.01%
1,092
-194
-15% -$38.7K
CWI icon
1137
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$235K 0.01%
10,071
-1,049
-9% -$25.7K
EDD
1138
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$382M
$235K 0.01%
19,524
-1,222
-6% -$15.8K
IXUS icon
1139
iShares Core MSCI Total International Stock ETF
IXUS
$60.2B
$235K 0.01%
4,178
+1,897
+83% +$112K
VCR icon
1140
Vanguard Consumer Discretionary ETF
VCR
$6.15B
$234K 0.01%
2,156
-150
-7% -$16.5K
WPRT
1141
Westport Fuel Systems
WPRT
$36.7M
$234K 0.01%
2,223
-440
-17% -$66.1K
WPX
1142
DELISTED
WPX Energy, Inc.
WPX
$234K 0.01%
9,729
+62
+0.6% +$1.47K
PBPB
1143
DELISTED
Potbelly
PBPB
$232K 0.01%
19,930
+19,882
+41,421% +$245K
CCJ icon
1144
Cameco
CCJ
$43B
$231K 0.01%
13,086
-62
-0.5% -$1.22K
LKQ icon
1145
LKQ Corp
LKQ
$6.25B
$231K 0.01%
8,685
+2,060
+31% +$55.4K
MGEE icon
1146
MGE Energy Inc
MGEE
$3.06B
$231K 0.01%
6,187
– –
NXQ
1147
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$231K 0.01%
17,492
+9,504
+119% +$127K
OAK
1148
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$231K 0.01%
4,515
+630
+16% +$31.6K
HIX
1149
Western Asset High Income Fund II
HIX
$355M
$230K 0.01%
25,636
+129
+0.5% +$1.19K
VIAV icon
1150
Viavi Solutions
VIAV
$9.47B
$230K 0.01%
31,618
+7,358
+30% +$50.6K
44 45
46
47 48

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.