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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HRL icon
1126
Hormel Foods
HRL
$13.4B
$158K 0.01%
7,452
+2,192
+42% +$46.1K
MLCO icon
1127
Melco Resorts & Entertainment
MLCO
$2.15B
$158K 0.01%
4,950
+450
+10% +$12K
VTN icon
1128
Invesco Trust for Investment Grade New York Municipals
VTN
$166M
$158K 0.01%
11,433
+2,038
+22% +$27.7K
XVZ
1129
DELISTED
iPath S&P 500 Dynamic VIX ETN
XVZ
$158K 0.01%
4,066
+485
+14% +$19.5K
PRSU
1130
Pursuit Attractions and Hospitality Inc
PRSU
$1.26B
$157K 0.01%
7,361
– –
BGG
1131
DELISTED
Briggs & Stratton Corp.
BGG
$157K 0.01%
7,815
+4,964
+174% +$100K
BOBE
1132
DELISTED
Bob Evans Farms, Inc.
BOBE
$157K 0.01%
2,745
+200
+8% +$10.3K
EPI icon
1133
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$156K 0.01%
11,131
-391
-3% -$6.06K
TFSL icon
1134
TFS Financial
TFSL
$4.85B
$156K 0.01%
13,044
+8,300
+175% +$95.6K
VLY icon
1135
Valley National Bancorp
VLY
$8.17B
$155K 0.01%
15,562
– –
BBEP
1136
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$155K 0.01%
8,450
+4,250
+101% +$75.6K
CMF icon
1137
iShares California Muni Bond ETF
CMF
$4.62B
$154K 0.01%
2,828
– –
GLTR icon
1138
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.69B
$154K 0.01%
2,124
-2,015
-49% -$146K
SBRA icon
1139
Sabra Healthcare REIT
SBRA
$5.1B
$154K 0.01%
6,688
+31
+0.5% +$764
XNTK icon
1140
State Street SPDR NYSE Technology ETF
XNTK
$2.22B
$154K 0.01%
3,770
+720
+24% +$28.4K
CCI icon
1141
Crown Castle
CCI
$31.4B
$153K 0.01%
2,074
+39
+2% +$2.79K
ERIE icon
1142
Erie Indemnity
ERIE
$13.4B
$153K 0.01%
2,125
+780
+58% +$60.2K
PFXF icon
1143
VanEck Preferred Securities ex Financials ETF
PFXF
$2.44B
$153K 0.01%
7,950
-1,275
-14% -$24.7K
PHM icon
1144
Pultegroup
PHM
$25.2B
$153K 0.01%
9,617
-12,650
-57% -$216K
UTHR icon
1145
United Therapeutics
UTHR
$22B
$153K 0.01%
1,883
+930
+98% +$68K
BBY icon
1146
Best Buy
BBY
$17.7B
$152K 0.01%
3,750
-1,599
-30% -$53.1K
CFR icon
1147
Cullen/Frost Bankers
CFR
$10.4B
$152K 0.01%
2,146
-139
-6% -$9.89K
MTW icon
1148
Manitowoc
MTW
$696M
$152K 0.01%
8,565
-656
-7% -$11.9K
NNN icon
1149
NNN REIT
NNN
$8.74B
$152K 0.01%
4,757
+866
+22% +$28.9K
XOP icon
1150
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.68B
$152K 0.01%
578
+50
+9% +$12.6K
44 45
46
47 48

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.