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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBE icon
1101
Invesco Biotechnology & Genome ETF
PBE
$357M
$435K 0.01%
8,603
+1,011
+13% +$50K
CAMP
1102
DELISTED
CalAmp Corp.
CAMP
$435K 0.01%
950
+433
+84% +$191K
LTC
1103
LTC Properties
LTC
$2.07B
$433K 0.01%
10,012
+76
+0.8% +$3.24K
OGE icon
1104
OGE Energy
OGE
$9.63B
$432K 0.01%
16,432
+11
+0.1% +$295
PEBO icon
1105
Peoples Bancorp
PEBO
$1.48B
$432K 0.01%
22,944
– –
ELD icon
1106
WisdomTree Emerging Markets Local Debt Fund
ELD
$142M
$430K 0.01%
12,580
+571
+5% +$20.2K
COF icon
1107
Capital One
COF
$135B
$429K 0.01%
5,940
+486
+9% +$37.2K
ICUI icon
1108
ICU Medical
ICUI
$4.5B
$428K 0.01%
3,796
+3,411
+886% +$377K
RVT icon
1109
Royce Value Trust
RVT
$2.31B
$427K 0.01%
36,264
-7,282
-17% -$87K
TE
1110
DELISTED
TECO ENERGY INC
TE
$427K 0.01%
16,036
+726
+5% +$19.4K
ACWX icon
1111
iShares MSCI ACWI ex US ETF
ACWX
$12B
$426K 0.01%
10,745
+2,633
+32% +$108K
DOG
1112
ProShares Short Dow30
DOG
$87.1M
$426K 0.01%
4,711
+2,499
+113% +$227K
EMHY icon
1113
iShares JPMorgan EM High Yield Bond ETF
EMHY
$637M
$425K 0.01%
9,430
-57,286
-86% -$2.65M
TXT icon
1114
Textron
TXT
$15.1B
$425K 0.01%
10,119
+24
+0.2% +$992
LGLV icon
1115
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
$424K 0.01%
5,738
+1,736
+43% +$128K
TKR icon
1116
Timken Company
TKR
$8.98B
$423K 0.01%
14,804
-517
-3% -$15.6K
LEG icon
1117
Leggett & Platt
LEG
$1.29B
$421K 0.01%
10,034
-7,483
-43% -$332K
HELE icon
1118
Helen of Troy
HELE
$680M
$420K 0.01%
4,470
-43
-1% -$4.3K
MNST icon
1119
Monster Beverage
MNST
$89B
$419K 0.01%
33,792
-552
-2% -$6.66K
MNDT
1120
DELISTED
Mandiant, Inc. Common Stock
MNDT
$419K 0.01%
20,177
+1,091
+6% +$27.3K
PBP icon
1121
Invesco S&P 500 BuyWrite ETF
PBP
$363M
$418K 0.01%
20,425
+1,490
+8% +$31.2K
OAK
1122
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$418K 0.01%
8,748
+920
+12% +$44.8K
CSR
1123
Centerspace
CSR
$930M
$417K 0.01%
5,998
-1,612
-21% -$125K
RESP
1124
DELISTED
WisdomTree U.S. ESG Fund
RESP
$416K 0.01%
17,547
+9,774
+126% +$234K
NTUS
1125
DELISTED
Natus Medical Inc
NTUS
$415K 0.01%
8,640
+7,086
+456% +$328K
43 44
45
46 47

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.