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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADBE icon
1101
Adobe
ADBE
$105B
$354K 0.01%
4,883
+957
+24% +$67.1K
VIAB
1102
DELISTED
Viacom Inc. Class B
VIAB
$352K 0.01%
4,775
-1,131
-19% -$82.7K
LPX icon
1103
Louisiana-Pacific
LPX
$5.28B
$351K 0.01%
21,200
-3,000
-12% -$44.9K
GGN
1104
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$836M
$350K 0.01%
50,086
+27,778
+125% +$220K
VOOV icon
1105
Vanguard S&P 500 Value ETF
VOOV
$6.76B
$349K 0.01%
3,880
+2,980
+331% +$262K
FHI icon
1106
Federated Hermes
FHI
$4.7B
$348K 0.01%
10,560
-789
-7% -$24.4K
IESM
1107
DELISTED
ISHARES ENHANCED U.S. SMALL CAP ETF
IESM
$348K 0.01%
10,896
+2,290
+27% +$70.3K
BCS.PRA.CL
1108
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$348K 0.01%
13,491
+7,696
+133% +$198K
HSBC icon
1109
HSBC
HSBC
$355B
$347K 0.01%
8,527
+3,732
+78% +$159K
NWSA icon
1110
News Corp Class A
NWSA
$15.5B
$347K 0.01%
22,095
-2,833
-11% -$43.5K
SCHA icon
1111
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$344K 0.01%
24,996
+24,284
+3,411% +$322K
ACWX icon
1112
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
$343K 0.01%
7,956
+2,169
+37% +$96K
CRM icon
1113
Salesforce
CRM
$162B
$342K 0.01%
5,769
+840
+17% +$49.5K
RFI
1114
Cohen & Steers Total Return Realty Fund
RFI
$304M
$342K 0.01%
25,922
+23,053
+804% +$296K
SCD
1115
LMP Capital and Income Fund
SCD
$360M
$342K 0.01%
20,414
+17,596
+624% +$293K
HPY
1116
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
$342K 0.01%
6,331
+269
+4% +$14.1K
DRE
1117
DELISTED
Duke Realty Corp.
DRE
$341K 0.01%
16,833
+1,008
+6% +$19.1K
IVC
1118
DELISTED
Invacare Corporation
IVC
$340K 0.01%
20,300
– –
EIM
1119
Eaton Vance Municipal Bond Fund
EIM
$497M
$339K 0.01%
26,433
+3,314
+14% +$42K
FBT icon
1120
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$338K 0.01%
3,314
+1,096
+49% +$107K
ERC
1121
Allspring Multi-Sector Income Fund
ERC
$261M
$337K 0.01%
24,725
+2,564
+12% +$35.5K
GPRO icon
1122
GoPro
GPRO
$107M
$336K 0.01%
5,194
+2,957
+132% +$218K
NS
1123
DELISTED
NuStar Energy L.P.
NS
$336K 0.01%
5,818
+3,391
+140% +$202K
PETM
1124
DELISTED
PETSMART INC
PETM
$335K 0.01%
4,115
-2,044
-33% -$151K
BBWI icon
1125
Bath & Body Works
BBWI
$3.81B
$334K 0.01%
4,688
+717
+18% +$44.2K
43 44
45
46 47

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.