We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETY icon
1101
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.35B
$253K 0.01%
22,134
+98
+0.4% +$1.15K
SRCI
1102
DELISTED
SRC Energy Inc
SRCI
$253K 0.01%
20,759
+100
+0.5% +$1.25K
PXI icon
1103
Invesco Dorsey Wright Energy Momentum ETF
PXI
$53.9M
$252K 0.01%
4,358
-616
-12% -$38.3K
SPH icon
1104
Suburban Propane Partners
SPH
$1.17B
$252K 0.01%
5,653
-184
-3% -$8.21K
IPS
1105
DELISTED
SPDR S&P International Consumer Staples Sector
IPS
$252K 0.01%
6,277
+727
+13% +$29.8K
RC
1106
Ready Capital
RC
$323M
$250K 0.01%
14,510
-640
-4% -$11.2K
RHI icon
1107
Robert Half
RHI
$4.31B
$250K 0.01%
5,100
+383
+8% +$19K
ATML
1108
DELISTED
ATMEL CORP
ATML
$250K 0.01%
30,926
-1,102
-3% -$9.53K
ISCG icon
1109
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.01B
$249K 0.01%
11,850
-276
-2% -$5.96K
KLAC icon
1110
KLA
KLAC
$262B
$248K 0.01%
31,490
-5,950
-16% -$44.9K
KTF
1111
DWS Municipal Income Trust
KTF
$353M
$247K 0.01%
18,622
+10,739
+136% +$143K
CPAY icon
1112
Corpay
CPAY
$26.7B
$247K 0.01%
1,740
-187
-10% -$25.7K
VGR
1113
DELISTED
Vector Group Ltd.
VGR
$247K 0.01%
20,036
+132
+0.7% +$1.55K
ARMH
1114
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$247K 0.01%
5,664
-60
-1% -$2.72K
BNY
1115
DELISTED
BlackRock New York Municipal Income Trust
BNY
$245K 0.01%
17,542
– –
ARIA
1116
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$245K 0.01%
45,358
+29,516
+186% +$172K
BN icon
1117
Brookfield
BN
$110B
$244K 0.01%
23,155
+4,442
+24% +$47.8K
ADI icon
1118
Analog Devices
ADI
$188B
$243K 0.01%
4,901
+66
+1% +$3.38K
CCG
1119
DELISTED
CAMPUS CREST COMMUNITIES INC COM STK (MD)
CCG
$243K 0.01%
+38,000
New +$308K
FDS icon
1120
Factset
FDS
$10.1B
$242K 0.01%
1,981
-26
-1% -$3.21K
RNP icon
1121
Cohen & Steers REIT and Preferred and Income Fund
RNP
$971M
$242K 0.01%
13,870
+4,355
+46% +$79K
BHK icon
1122
BlackRock Core Bond Trust
BHK
$664M
$240K 0.01%
17,963
+55
+0.3% +$746
HAS icon
1123
Hasbro
HAS
$13.7B
$240K 0.01%
4,370
-1,646
-27% -$86.6K
IVC
1124
DELISTED
Invacare Corporation
IVC
$240K 0.01%
20,300
+20,000
+6,667% +$305K
KBH icon
1125
KB Home
KBH
$3.54B
$239K 0.01%
15,180
-4,159
-22% -$71.4K
43 44
45
46 47

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.