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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NDLS icon
1101
Noodles & Co
NDLS
$93M
$210K 0.01%
667
+245
+58% +$73.5K
SKYY icon
1102
First Trust Cloud Computing ETF
SKYY
$3.22B
$210K 0.01%
7,750
– –
TCPC icon
1103
BlackRock TCP Capital
TCPC
$327M
$210K 0.01%
12,690
+9,790
+338% +$168K
PRSU
1104
Pursuit Attractions and Hospitality Inc
PRSU
$1.26B
$210K 0.01%
8,735
+2,038
+30% +$50.2K
PETM
1105
DELISTED
PETSMART INC
PETM
$210K 0.01%
3,054
-8,015
-72% -$531K
ECOL
1106
DELISTED
US Ecology, Inc.
ECOL
$209K 0.01%
5,631
+3,884
+222% +$142K
IPN
1107
DELISTED
SPDR S&P International Industrial Sector
IPN
$209K 0.01%
6,525
+2,116
+48% +$66.5K
HTGC icon
1108
Hercules Capital
HTGC
$3.12B
$208K 0.01%
14,754
+8,889
+152% +$139K
GAP
1109
The Gap Inc
GAP
$7.55B
$207K 0.01%
5,167
+830
+19% +$33.6K
XLNX
1110
DELISTED
Xilinx Inc
XLNX
$207K 0.01%
3,815
+490
+15% +$24.3K
PXR
1111
DELISTED
Invesco Emerging Markets Infrastructure ETF
PXR
$207K 0.01%
5,631
-2,168
-28% -$78.2K
AIV
1112
Aimco
AIV
$376M
$206K 0.01%
51,204
+14,496
+39% +$55.6K
IONS icon
1113
Ionis Pharmaceuticals
IONS
$9.21B
$206K 0.01%
4,721
-1,712
-27% -$83K
NWBI icon
1114
Northwest Bancshares
NWBI
$2.29B
$206K 0.01%
14,111
+4,161
+42% +$60.1K
PWE
1115
DELISTED
Penn West Energy Petroleum Ltd
PWE
$206K 0.01%
24,676
-1,061
-4% -$8.57K
BALL icon
1116
Ball Corp
BALL
$16.6B
$205K 0.01%
7,482
+2,654
+55% +$70.4K
MHI
1117
DELISTED
Pioneer Municipal High Income Fund
MHI
$205K 0.01%
13,861
+932
+7% +$13.4K
DVM
1118
DELISTED
COHEN & STEERS DIV MAJORS FUND INC
DVM
$205K 0.01%
13,250
+453
+4% +$6.86K
BCS icon
1119
Barclays
BCS
$93.7B
$204K 0.01%
14,060
+2,315
+20% +$37.1K
BIL icon
1120
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$204K 0.01%
2,233
-2,087
-48% -$191K
PNW icon
1121
Pinnacle West Capital
PNW
$12.1B
$204K 0.01%
3,739
-250
-6% -$13.4K
UNG icon
1122
United States Natural Gas Fund
UNG
$494M
$203K 0.01%
519
-541
-51% -$208K
LNKD
1123
DELISTED
LinkedIn Corporation
LNKD
$202K 0.01%
1,091
-330
-23% -$67.7K
IFGL icon
1124
iShares International Developed Real Estate ETF
IFGL
$82.2M
$201K 0.01%
6,691
+634
+10% +$19K
EMO
1125
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.04B
$200K 0.01%
1,780
+100
+6% +$11.3K
43 44
45
46 47

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EM
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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.