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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGV icon
1076
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
$457K 0.01%
7,732
+1,678
+28% +$99.2K
FGP
1077
DELISTED
Ferrellgas Partners, L.P.
FGP
$456K 0.01%
27,540
+4,216
+18% +$80.8K
REZ icon
1078
iShares Residential and Multisector Real Estate ETF
REZ
$842M
$455K 0.01%
7,179
-136
-2% -$8.32K
BBWI icon
1079
Bath & Body Works
BBWI
$3.81B
$454K 0.01%
5,886
+1,073
+22% +$83.1K
XNTK icon
1080
State Street SPDR NYSE Technology ETF
XNTK
$2.22B
$454K 0.01%
8,388
+3,051
+57% +$165K
ATO icon
1081
Atmos Energy
ATO
$28.6B
$452K 0.01%
7,159
-396
-5% -$24.3K
PNNT
1082
Pennant Park Investment Corp
PNNT
$244M
$452K 0.01%
73,209
+431
+0.6% +$2.93K
SGOL icon
1083
abrdn Physical Gold Shares ETF
SGOL
$7.46B
$450K 0.01%
43,470
-500
-1% -$5.39K
FIT
1084
DELISTED
Fitbit, Inc. Class A common stock
FIT
$449K 0.01%
15,178
+10,474
+223% +$346K
GOV
1085
DELISTED
Government Properties Income Trust
GOV
$449K 0.01%
28,264
+5,687
+25% +$93.3K
DWX icon
1086
State Street SPDR S&P International Dividend ETF
DWX
$528M
$448K 0.01%
13,431
-1,026
-7% -$36.1K
EUO icon
1087
ProShares UltraShort Euro
EUO
$33.2M
$448K 0.01%
16,566
-573
-3% -$14.5K
JPS
1088
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$448K 0.01%
49,229
+7,686
+19% +$69.6K
FNCL icon
1089
Fidelity MSCI Financials Index ETF
FNCL
$2.41B
$447K 0.01%
15,805
+1,907
+14% +$54.3K
PW
1090
Power REIT
PW
$2.94M
$447K 0.01%
10,228
– –
FFA
1091
First Trust Enhanced Equity Income Fund
FFA
$473M
$446K 0.01%
33,786
+5,501
+19% +$73.5K
EPV icon
1092
ProShares UltraShort FTSE Europe
EPV
$10.3M
$444K 0.01%
1,588
-32
-2% -$9.08K
EOI
1093
Eaton Vance Enhanced Equity Income Fund
EOI
$830M
$443K 0.01%
32,992
+8,832
+37% +$113K
SCD
1094
LMP Capital and Income Fund
SCD
$360M
$442K 0.01%
35,729
+3,385
+10% +$42.7K
UVV icon
1095
Universal Corp
UVV
$1.15B
$441K 0.01%
7,879
+107
+1% +$5.85K
ETFC
1096
DELISTED
E*Trade Financial Corporation
ETFC
$440K 0.01%
14,940
+12,415
+492% +$357K
AAP icon
1097
Advance Auto Parts
AAP
$3.19B
$439K 0.01%
2,911
-809
-22% -$141K
TCBK icon
1098
TriCo Bancshares
TCBK
$1.83B
$438K 0.01%
15,946
-22,638
-59% -$615K
SCG
1099
DELISTED
Scana
SCG
$436K 0.01%
7,205
+26
+0.4% +$1.52K
CSL icon
1100
Carlisle Companies
CSL
$15.5B
$435K 0.01%
4,917
+3,682
+298% +$326K
42 43
44
45 46

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HAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.