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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCF
1076
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$265K 0.01%
12,180
+9,504
+355% +$207K
ACWX icon
1077
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
$263K 0.01%
5,787
-14,790
-72% -$702K
PNR icon
1078
Pentair
PNR
$10.7B
$263K 0.01%
5,971
+375
+7% +$17.3K
RIO icon
1079
Rio Tinto
RIO
$164B
$263K 0.01%
5,353
-6,636
-55% -$366K
DISCK
1080
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$262K 0.01%
7,025
+3,027
+76% +$122K
B
1081
Barrick Mining
B
$67.2B
$260K 0.01%
17,763
-617
-3% -$11K
FAST icon
1082
Fastenal
FAST
$60.1B
$259K 0.01%
23,116
-3,276
-12% -$37.5K
PETS icon
1083
PetMed Express
PETS
$42.3M
$259K 0.01%
19,044
+27
+0.1% +$376
PKT
1084
DELISTED
PROCERA NETWORKS INC NEW COM STK (DE)
PKT
$259K 0.01%
27,000
+25,500
+1,700% +$254K
GMTB
1085
DELISTED
Columbia Core Bond ETF
GMTB
$259K 0.01%
+5,009
New +$260K
ETW
1086
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.07B
$258K 0.01%
21,210
+3,330
+19% +$42.2K
IPN
1087
DELISTED
SPDR S&P International Industrial Sector
IPN
$257K 0.01%
8,281
+943
+13% +$29.7K
IPD
1088
DELISTED
SPDR S&P International Consumer Discretionary Sector
IPD
$257K 0.01%
6,793
+771
+13% +$29.8K
BBDC icon
1089
Barings BDC
BBDC
$975M
$256K 0.01%
10,007
+688
+7% +$18.6K
FMX icon
1090
Fomento Económico Mexicano
FMX
$40.3B
$256K 0.01%
2,778
-800
-22% -$76.3K
ICE icon
1091
Intercontinental Exchange
ICE
$84.9B
$256K 0.01%
6,590
+450
+7% +$17.2K
KSS icon
1092
Kohl's
KSS
$2.1B
$256K 0.01%
4,190
+688
+20% +$38.9K
SCTY
1093
DELISTED
SolarCity Corporation
SCTY
$256K 0.01%
4,295
+2,485
+137% +$171K
DWAS icon
1094
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$445M
$255K 0.01%
7,099
-5,561
-44% -$209K
FRA icon
1095
BlackRock Floating Rate Income Strategies Fund
FRA
$391M
$255K 0.01%
18,140
+17,500
+2,734% +$250K
NCV
1096
Virtus Convertible & Income Fund
NCV
$393M
$254K 0.01%
6,640
-5,949
-47% -$240K
PIZ icon
1097
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$731M
$254K 0.01%
10,342
-16,827
-62% -$431K
RVTY icon
1098
Revvity
RVTY
$12.9B
$254K 0.01%
5,837
+344
+6% +$15.7K
IESM
1099
DELISTED
ISHARES ENHANCED U.S. SMALL CAP ETF
IESM
$254K 0.01%
8,606
+4,130
+92% +$125K
WOOF
1100
DELISTED
VCA Inc.
WOOF
$254K 0.01%
6,450
+550
+9% +$21.2K
42 43
44
45 46

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HAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.