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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.65B
AUM Growth
+$223M
Cap. Flow
+$88M
Cap. Flow %
2.41%
Top 10 Hldgs %
15.39%
Holding
4,183
New
296
Increased
1,637
Reduced
1,037
Closed
153

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$28.7M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$27.6M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$26.5M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$24.5M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$24.4M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$45.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$43.9M
3
SSO icon
ProShares Ultra S&P500
SSO
+$30.8M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$25.6M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$24.4M

Sector Composition

Rank Sector Weight
1 Energy 4.91%
2 Technology 4.51%
3 Industrials 4.05%
4 Financials 4.05%
5 Healthcare 3.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCR icon
1076
Vanguard Consumer Discretionary ETF
VCR
$6.16B
$252K 0.01%
2,306
+1,619
+236% +$171K
XRX icon
1077
Xerox
XRX
$427M
$251K 0.01%
7,658
+2,562
+50% +$81.4K
FHY
1078
DELISTED
First Trust Strategic High
FHY
$251K 0.01%
15,324
+229
+2% +$3.68K
BHK icon
1079
BlackRock Core Bond Trust
BHK
$664M
$250K 0.01%
17,908
+54
+0.3% +$735
BNY
1080
DELISTED
BlackRock New York Municipal Income Trust
BNY
$247K 0.01%
17,542
-970
-5% -$13.5K
DIV icon
1081
Global X SuperDividend US ETF
DIV
$775M
$247K 0.01%
8,359
+1,282
+18% +$36K
IRBT
1082
DELISTED
iRobot
IRBT
$247K 0.01%
6,371
-2,097
-25% -$75.8K
PRGX
1083
DELISTED
PRGX Global, Inc.
PRGX
$247K 0.01%
38,700
+17,200
+80% +$111K
JTP
1084
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$247K 0.01%
29,015
+69
+0.2% +$574
BALL icon
1085
Ball Corp
BALL
$16.6B
$246K 0.01%
7,836
+354
+5% +$10.4K
DCP
1086
DELISTED
DCP Midstream, LP
DCP
$245K 0.01%
4,293
+1,945
+83% +$105K
CRS icon
1087
Carpenter Technology
CRS
$27.8B
$244K 0.01%
3,862
-450
-10% -$28.6K
EXI icon
1088
iShares Global Industrials ETF
EXI
$1.47B
$244K 0.01%
3,354
+403
+14% +$29.1K
MGEE icon
1089
MGE Energy Inc
MGEE
$3.04B
$244K 0.01%
6,187
– –
SJB icon
1090
ProShares Short High Yield
SJB
$47.8M
$243K 0.01%
8,800
-500
-5% -$14K
ATHX
1091
DELISTED
Athersys, Inc. Common Stock
ATHX
$243K 0.01%
5,429
+6
+0.1% +$295
BHI
1092
DELISTED
Baker Hughes
BHI
$242K 0.01%
3,248
+353
+12% +$24.6K
FDS icon
1093
Factset
FDS
$10.1B
$241K 0.01%
2,007
+210
+12% +$22.8K
HIX
1094
Western Asset High Income Fund II
HIX
$355M
$241K 0.01%
25,507
+1,733
+7% +$16.3K
AJRD
1095
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$241K 0.01%
12,600
-100
-0.8% -$1.82K
IPD
1096
DELISTED
SPDR S&P International Consumer Discretionary Sector
IPD
$241K 0.01%
6,022
+663
+12% +$26.1K
GGN
1097
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$837M
$240K 0.01%
21,833
+4,564
+26% +$47.3K
PCAR icon
1098
PACCAR
PCAR
$69.1B
$240K 0.01%
5,718
+621
+12% +$26.5K
PHK
1099
PIMCO High Income Fund
PHK
$878M
$240K 0.01%
17,640
-17,345
-50% -$226K
PSQ icon
1100
ProShares Short QQQ
PSQ
$645M
$239K 0.01%
696
-163
-19% -$57.6K
42 43
44
45 46

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q2 2014 Portfolio in Review

As of Q2 2014, Ladenburg Thalmann Financial Services held 4,183 positions worth $3.65B, up 6.5% from $3.43B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q2 2014 filing shows 296 new, 1,637 increased, 1,037 reduced and 153 closed positions. Its largest new stake was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M. The largest sale was iShares Core S&P 500 ETF, an estimated $45.6M.

By sector, the portfolio is most concentrated in Energy at 4.9% of assets, up from 4.4% a quarter earlier, followed by Technology and Industrials.

  • Ladenburg Thalmann Financial Services's largest Q2 2014 buy was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M.
  • Ladenburg Thalmann Financial Services added most to iShares 7-10 Year Treasury Bond ETF in Q2 2014, an estimated $28.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2014 reduction was iShares Core S&P 500 ETF, cutting an estimated $45.6M.
  • Ladenburg Thalmann Financial Services fully exited iShares MSCI Peru and Global Exposure ETF in Q2 2014, selling an estimated $1.94M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.65B portfolio in Q2 2014.
  • Ladenburg Thalmann Financial Services opened 296 new positions and closed 153 in Q2 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.5% quarter-over-quarter to $3.65B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2014, filed 14 Aug 2014.