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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIX
1076
Western Asset High Income Fund II
HIX
$355M
$222K 0.01%
23,774
+2,906
+14% +$27K
M icon
1077
Macy's
M
$6.45B
$222K 0.01%
3,746
+207
+6% +$11.5K
SVM
1078
Silvercorp Metals
SVM
$2.79B
$222K 0.01%
113,898
+29,862
+36% +$74.4K
SRCI
1079
DELISTED
SRC Energy Inc
SRCI
$222K 0.01%
20,659
-10,000
-33% -$96K
CTRA
1080
DELISTED
Coterra Energy
CTRA
$221K 0.01%
6,518
-10,175
-61% -$376K
SCHF icon
1081
Schwab International Equity ETF
SCHF
$68.5B
$220K 0.01%
13,982
-90
-0.6% -$1.39K
EMN icon
1082
Eastman Chemical
EMN
$8.55B
$219K 0.01%
2,548
+368
+17% +$30.2K
PBT
1083
Permian Basin Royalty Trust
PBT
$1.52B
$219K 0.01%
16,558
-1,677
-9% -$21.7K
CMA
1084
DELISTED
Comerica
CMA
$218K 0.01%
4,203
+1
+0% +$48
FFIV icon
1085
F5
FFIV
$23.4B
$218K 0.01%
2,048
-2
-0.1% -$212
SPEM icon
1086
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.6B
$217K 0.01%
6,838
-1,984
-22% -$60.5K
SABA
1087
Saba Capital Income & Opportunities Fund II
SABA
$222M
$216K 0.01%
13,549
+4,944
+57% +$77.8K
TEL icon
1088
TE Connectivity
TEL
$63.3B
$216K 0.01%
3,641
+368
+11% +$21.1K
BKCC
1089
DELISTED
BlackRock Capital Investment Corporation
BKCC
$216K 0.01%
23,550
+3,033
+15% +$28.5K
SEP
1090
DELISTED
Spectra Engy Parters Lp
SEP
$216K 0.01%
4,407
+2,692
+157% +$124K
NQM
1091
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$215K 0.01%
15,228
+3,006
+25% +$42.3K
ETW
1092
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.07B
$212K 0.01%
17,561
-683
-4% -$8.18K
JXI icon
1093
iShares Global Utilities ETF
JXI
$306M
$212K 0.01%
4,419
-878
-17% -$39.8K
SCG
1094
DELISTED
Scana
SCG
$212K 0.01%
4,125
-65
-2% -$3.13K
IPD
1095
DELISTED
SPDR S&P International Consumer Discretionary Sector
IPD
$212K 0.01%
5,359
+1,685
+46% +$65.8K
TXTR
1096
DELISTED
TEXTURA CORPORATION COM
TXTR
$212K 0.01%
8,400
– –
NC icon
1097
NACCO Industries
NC
$306M
$211K 0.01%
17,070
+3,939
+30% +$51.7K
SCHM icon
1098
Schwab US Mid-Cap ETF
SCHM
$15.1B
$211K 0.01%
16,404
+2,817
+21% +$35.5K
TWTR
1099
DELISTED
Twitter, Inc.
TWTR
$211K 0.01%
4,518
+1,231
+37% +$69.7K
EXI icon
1100
iShares Global Industrials ETF
EXI
$1.48B
$210K 0.01%
2,951
+9
+0.3% +$629
42 43
44
45 46

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.