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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMT
1051
PennyMac Mortgage Investment
PMT
$824M
$279K 0.01%
13,038
+506
+4% +$11K
SWK icon
1052
Stanley Black & Decker
SWK
$15.7B
$279K 0.01%
3,141
+22
+0.7% +$1.97K
AWP
1053
abrdn Global Premier Properties Fund
AWP
$358M
$278K 0.01%
13,473
+11,966
+794% +$260K
BALL icon
1054
Ball Corp
BALL
$16.6B
$278K 0.01%
8,780
+944
+12% +$30.1K
CHD icon
1055
Church & Dwight Co
CHD
$24.4B
$277K 0.01%
7,900
+132
+2% +$4.5K
UTG icon
1056
Reaves Utility Income Fund
UTG
$3.63B
$277K 0.01%
9,741
-658
-6% -$18.6K
CI icon
1057
Cigna
CI
$72.4B
$276K 0.01%
3,052
-682
-18% -$63.7K
PSQ icon
1058
ProShares Short QQQ
PSQ
$647M
$276K 0.01%
880
+184
+26% +$59K
ITC
1059
DELISTED
ITC HOLDINGS CORP
ITC
$276K 0.01%
7,749
+202
+3% +$7.34K
TWC
1060
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$275K 0.01%
1,916
-207
-10% -$30.7K
CORP icon
1061
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$273K 0.01%
2,668
+2,218
+493% +$229K
JAZZ icon
1062
Jazz Pharmaceuticals
JAZZ
$16.1B
$273K 0.01%
1,700
+638
+60% +$98.1K
PBE icon
1063
Invesco Biotechnology & Genome ETF
PBE
$358M
$273K 0.01%
5,898
+58
+1% +$2.61K
SRLN icon
1064
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$273K 0.01%
5,547
-35,291
-86% -$1.75M
BSJF
1065
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$273K 0.01%
10,319
+9,789
+1,847% +$261K
ADBE icon
1066
Adobe
ADBE
$105B
$272K 0.01%
3,926
-1,389
-26% -$98.4K
DRE
1067
DELISTED
Duke Realty Corp.
DRE
$272K 0.01%
15,825
-1,123
-7% -$20.3K
DBEU icon
1068
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$798M
$271K 0.01%
+9,985
New +$271K
HE icon
1069
Hawaiian Electric Industries
HE
$2.05B
$271K 0.01%
10,216
+150
+1% +$3.72K
BHI
1070
DELISTED
Baker Hughes
BHI
$271K 0.01%
4,172
+924
+28% +$64.4K
ACET
1071
DELISTED
Aceto Corp
ACET
$270K 0.01%
13,963
-497
-3% -$9.35K
DCP
1072
DELISTED
DCP Midstream, LP
DCP
$269K 0.01%
4,942
+649
+15% +$35.6K
AUY
1073
DELISTED
Yamana Gold, Inc.
AUY
$269K 0.01%
44,763
+365
+0.8% +$2.91K
BBLU
1074
DELISTED
BLUE EARTH, INC. COMMON STOCK
BBLU
$269K 0.01%
+71,481
New +$229K
FHY
1075
DELISTED
First Trust Strategic High
FHY
$266K 0.01%
17,286
+1,962
+13% +$30.8K
41 42
43
44 45

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HAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.