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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIVB
1051
DELISTED
SVB Financial Group
SIVB
$235K 0.01%
1,821
+405
+29% +$47.3K
MOO icon
1052
VanEck Agribusiness ETF
MOO
$979M
$234K 0.01%
4,307
+643
+18% +$33.9K
WU icon
1053
Western Union
WU
$2.2B
$234K 0.01%
14,287
+250
+2% +$4.07K
ITM icon
1054
VanEck Intermediate Muni ETF
ITM
$2.13B
$233K 0.01%
5,106
– –
JTP
1055
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$233K 0.01%
28,946
– –
ACP
1056
abrdn Income Credit Strategies Fund
ACP
$641M
$232K 0.01%
13,638
– –
GAB icon
1057
Gabelli Equity Trust
GAB
$1.8B
$232K 0.01%
31,586
+11,968
+61% +$87.5K
SPEU icon
1058
State Street SPDR Portfolio Europe ETF
SPEU
$742M
$232K 0.01%
6,037
+2,707
+81% +$105K
AJRD
1059
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$232K 0.01%
12,700
+100
+0.8% +$1.83K
SDOG icon
1060
ALPS Sector Dividend Dogs ETF
SDOG
$1.44B
$231K 0.01%
6,617
+4,967
+301% +$168K
OZK icon
1061
Bank OZK
OZK
$5.66B
$230K 0.01%
6,770
+1,520
+29% +$47.3K
PCEF icon
1062
Invesco CEF Income Composite ETF
PCEF
$817M
$230K 0.01%
9,307
-2,014
-18% -$49.3K
BFH icon
1063
Bread Financial
BFH
$4.36B
$229K 0.01%
1,054
+292
+38% +$62.7K
EFG icon
1064
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$229K 0.01%
3,227
-245
-7% -$17.1K
PCAR icon
1065
PACCAR
PCAR
$69.8B
$229K 0.01%
5,097
+750
+17% +$30.9K
PHM icon
1066
Pultegroup
PHM
$25.2B
$226K 0.01%
11,205
+2,501
+29% +$49.4K
VGR
1067
DELISTED
Vector Group Ltd.
VGR
$225K 0.01%
19,721
-2,787
-12% -$27.9K
HILO
1068
DELISTED
Columbia EM Quality Dividend ETF
HILO
$225K 0.01%
14,000
-1,250
-8% -$20K
BGS icon
1069
B&G Foods
BGS
$277M
$224K 0.01%
7,423
+29
+0.4% +$909
FGP
1070
DELISTED
Ferrellgas Partners, L.P.
FGP
$224K 0.01%
9,697
+4,213
+77% +$101K
FYX icon
1071
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$223K 0.01%
4,604
-2,362
-34% -$113K
GNT
1072
GAMCO Natural Resources, Gold & Income Trust
GNT
$149M
$223K 0.01%
21,550
+12,934
+150% +$136K
HY icon
1073
Hyster-Yale Materials Handling
HY
$619M
$223K 0.01%
2,290
+240
+12% +$22.6K
DSUM
1074
DELISTED
Invesco Chinese Yuan Dim Sum Bond ETF
DSUM
$223K 0.01%
9,100
+1,100
+14% +$27.8K
PVTB
1075
DELISTED
PrivateBancorp Inc
PVTB
$223K 0.01%
7,325
– –
41 42
43
44 45

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HAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.