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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SABA
1051
Saba Capital Income & Opportunities Fund II
SABA
$221M
$183K 0.01%
10,959
-407
-4% -$6.71K
STWD icon
1052
Starwood Property Trust
STWD
$6.21B
$183K 0.01%
9,454
-96
-1% -$1.93K
CSTE icon
1053
Caesarstone
CSTE
$102M
$182K 0.01%
3,977
+287
+8% +$10.9K
FULT icon
1054
Fulton Financial
FULT
$4.64B
$182K 0.01%
15,539
-232
-1% -$2.83K
MFIN icon
1055
Medallion Financial
MFIN
$252M
$182K 0.01%
12,236
+2,142
+21% +$31.3K
RHI icon
1056
Robert Half
RHI
$4.33B
$180K 0.01%
4,603
+1,263
+38% +$46.5K
VNR
1057
DELISTED
Vanguard Natural Resources, LLC
VNR
$180K 0.01%
6,426
+430
+7% +$11.8K
ARIA
1058
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$179K 0.01%
9,727
-20
-0.2% -$388
NGLS
1059
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$179K 0.01%
3,475
+220
+7% +$11.1K
ETB
1060
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$460M
$178K 0.01%
12,392
+2,562
+26% +$38.4K
FSLR icon
1061
First Solar
FSLR
$25.9B
$178K 0.01%
4,453
+2,406
+118% +$102K
OXSQ icon
1062
Oxford Square Capital
OXSQ
$151M
$178K 0.01%
18,223
-2,044
-10% -$20.1K
VAL
1063
DELISTED
Valspar
VAL
$178K 0.01%
2,802
+91
+3% +$5.96K
BAC.PRL icon
1064
Bank of America Series L
BAC.PRL
$4B
$177K 0.01%
164
– –
CCL icon
1065
Carnival Corporation Ltd
CCL
$37.9B
$177K 0.01%
5,354
-2,996
-36% -$109K
HLSS
1066
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$177K 0.01%
8,050
+2,150
+36% +$51K
LH icon
1067
Labcorp
LH
$26.1B
$176K 0.01%
2,014
+729
+57% +$61.4K
LHCG
1068
DELISTED
LHC Group LLC
LHCG
$176K 0.01%
7,520
-1,000
-12% -$22.9K
GMAN
1069
DELISTED
Gordmans Stores, Inc.
GMAN
$175K 0.01%
15,596
-9,500
-38% -$132K
AB icon
1070
AllianceBernstein
AB
$3.47B
$174K 0.01%
8,767
+3,690
+73% +$76.3K
IXG icon
1071
iShares Global Financials ETF
IXG
$696M
$174K 0.01%
3,314
– –
RMBS icon
1072
Rambus
RMBS
$10.4B
$174K 0.01%
18,512
+3,000
+19% +$27.5K
NBL
1073
DELISTED
Noble Energy, Inc.
NBL
$174K 0.01%
2,589
+115
+5% +$7.37K
FPX icon
1074
First Trust US Equity Opportunities ETF
FPX
$1.49B
$172K 0.01%
4,164
+3,165
+317% +$124K
PHT
1075
DELISTED
Pioneer High Income Fund
PHT
$172K 0.01%
10,143
-704
-6% -$11.7K
41 42
43
44 45

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HAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.