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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNDT
1026
DELISTED
Mandiant, Inc. Common Stock
MNDT
$406K 0.01%
12,858
-200
-2% -$6.14K
SITC icon
1027
SITE Centers
SITC
$155M
$405K 0.01%
17,074
-6,351
-27% -$147K
BBBY
1028
DELISTED
Bed Bath & Beyond Inc
BBBY
$405K 0.01%
5,296
-20,651
-80% -$1.44M
CIO
1029
DELISTED
City Office REIT
CIO
$404K 0.01%
31,630
+31,330
+10,443% +$409K
CNP icon
1030
CenterPoint Energy
CNP
$26.5B
$403K 0.01%
17,227
+4,007
+30% +$95.7K
LGF
1031
DELISTED
Lions Gate Entertainment
LGF
$403K 0.01%
12,593
+2,496
+25% +$81.5K
NGLS
1032
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$403K 0.01%
8,415
+3,272
+64% +$185K
UHAL icon
1033
U-Haul Holding Co
UHAL
$14.3B
$402K 0.01%
14,160
+2,800
+25% +$75.9K
UTG icon
1034
Reaves Utility Income Fund
UTG
$3.63B
$402K 0.01%
12,526
+2,785
+29% +$84.1K
ATI icon
1035
ATI
ATI
$31.3B
$400K 0.01%
11,565
+10,423
+913% +$344K
RTH icon
1036
VanEck Retail ETF
RTH
$262M
$400K 0.01%
+5,584
New +$372K
GRMN
1037
Garmin
GRMN
$59.7B
$399K 0.01%
7,538
-4,318
-36% -$235K
TSM icon
1038
TSMC
TSM
$2.19T
$399K 0.01%
17,785
+10,772
+154% +$235K
WOOF
1039
DELISTED
VCA Inc.
WOOF
$395K 0.01%
8,103
+1,653
+26% +$74.3K
IVZ icon
1040
Invesco
IVZ
$13.8B
$392K 0.01%
9,929
-4,219
-30% -$166K
MSEX icon
1041
Middlesex Water
MSEX
$1.1B
$392K 0.01%
17,011
-2,589
-13% -$56.3K
SCHW
1042
Charles Schwab
SCHW
$186B
$391K 0.01%
13,114
-671
-5% -$19.1K
TSCO icon
1043
Tractor Supply
TSCO
$18.4B
$391K 0.01%
24,830
+1,025
+4% +$14.7K
AB icon
1044
AllianceBernstein
AB
$3.46B
$389K 0.01%
15,064
+545
+4% +$14K
ETP
1045
DELISTED
Energy Transfer Partners, L.P.
ETP
$388K 0.01%
9,035
+2,811
+45% +$129K
WLL
1046
DELISTED
Whiting Petroleum Corporation
WLL
$388K 0.01%
39
+14
+56% +$214K
PICB icon
1047
Invesco International Corporate Bond ETF
PICB
$361M
$387K 0.01%
13,611
+2,843
+26% +$81.8K
RSPM icon
1048
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$186M
$387K 0.01%
22,900
+16,135
+239% +$267K
PBJ icon
1049
Invesco Food & Beverage ETF
PBJ
$107M
$384K 0.01%
12,599
+48
+0.4% +$1.42K
PCK
1050
DELISTED
Pimco California Municipal Income Fund II
PCK
$384K 0.01%
40,369
+168
+0.4% +$1.6K
40 41
42
43 44

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.