We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSCO icon
1026
Tractor Supply
TSCO
$18.4B
$293K 0.01%
23,805
-285
-1% -$3.56K
VGIT icon
1027
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$292K 0.01%
4,580
– –
SPYG icon
1028
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.9B
$291K 0.01%
12,596
-3,264
-21% -$75.3K
PNRA
1029
DELISTED
Panera Bread Co
PNRA
$291K 0.01%
1,792
+358
+25% +$54K
SAN icon
1030
Banco Santander
SAN
$210B
$290K 0.01%
33,649
+1,983
+6% +$17.9K
EIM
1031
Eaton Vance Municipal Bond Fund
EIM
$497M
$289K 0.01%
23,119
+105
+0.5% +$1.31K
HPY
1032
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
$289K 0.01%
6,062
+290
+5% +$13.5K
MFA
1033
MFA Financial
MFA
$928M
$288K 0.01%
9,242
+780
+9% +$25.7K
RMBS icon
1034
Rambus
RMBS
$10.5B
$288K 0.01%
23,112
+1,100
+5% +$13.9K
STAB
1035
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$288K 0.01%
36,060
– –
DHG
1036
DELISTED
Deutsche High Incm Opportunities
DHG
$287K 0.01%
19,578
-2
-0% -$29
FGP
1037
DELISTED
Ferrellgas Partners, L.P.
FGP
$286K 0.01%
10,659
+84
+0.8% +$2.27K
NBL
1038
DELISTED
Noble Energy, Inc.
NBL
$285K 0.01%
4,166
+73
+2% +$5.19K
JCP
1039
DELISTED
J.C. Penney Company, Inc.
JCP
$285K 0.01%
28,398
+12,746
+81% +$125K
TNA icon
1040
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.47B
$284K 0.01%
8,948
-518
-5% -$18.9K
WR
1041
DELISTED
Westar Energy Inc
WR
$284K 0.01%
8,320
-427
-5% -$15.5K
CRM icon
1042
Salesforce
CRM
$162B
$283K 0.01%
4,929
-870
-15% -$49K
SCHF icon
1043
Schwab International Equity ETF
SCHF
$68.5B
$283K 0.01%
18,274
+3,008
+20% +$48.6K
TCPC icon
1044
BlackRock TCP Capital
TCPC
$327M
$283K 0.01%
17,636
+921
+6% +$16K
FIF
1045
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$283K 0.01%
11,874
+10,063
+556% +$241K
VIOO icon
1046
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.31B
$282K 0.01%
5,950
-236
-4% -$11.6K
NQM
1047
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$281K 0.01%
18,893
+9
+0% +$132
EVAL
1048
DELISTED
ISHARES MSCI EMERGING MARKETS VALUE ETF
EVAL
$281K 0.01%
5,962
-111
-2% -$5.56K
AFB
1049
AllianceBernstein National Municipal Income Fund
AFB
$315M
$280K 0.01%
20,644
-32
-0.2% -$434
AMX icon
1050
America Movil
AMX
$70.3B
$279K 0.01%
11,063
-2,170
-16% -$52.2K
40 41
42
43 44

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.