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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMI icon
1026
Valmont Industries
VMI
$9.53B
$244K 0.01%
1,637
+83
+5% +$12.3K
GCC icon
1027
WisdomTree Enhanced Commodity Strategy Fund
GCC
$280M
$243K 0.01%
8,618
-1,399
-14% -$37.8K
MGEE icon
1028
MGE Energy Inc
MGEE
$3.06B
$243K 0.01%
6,187
+8
+0.1% +$306
NOG icon
1029
Northern Oil and Gas
NOG
$2.58B
$243K 0.01%
1,660
-325
-16% -$47K
WPM icon
1030
Wheaton Precious Metals
WPM
$61B
$243K 0.01%
10,699
-316
-3% -$7.45K
EFR
1031
Eaton Vance Senior Floating-Rate Fund
EFR
$318M
$242K 0.01%
15,949
+47
+0.3% +$716
SCHW
1032
Charles Schwab
SCHW
$186B
$242K 0.01%
8,844
-821
-8% -$21.5K
TMH
1033
DELISTED
Team Health Holdings Inc
TMH
$242K 0.01%
5,399
-74
-1% -$3.33K
ALU
1034
DELISTED
Alcatel-Lucent
ALU
$242K 0.01%
62,091
-11,335
-15% -$47K
LNN icon
1035
Lindsay Corp
LNN
$1.17B
$241K 0.01%
2,732
+40
+1% +$3.39K
STZ icon
1036
Constellation Brands
STZ
$22.9B
$241K 0.01%
2,837
+393
+16% +$31.3K
AUY
1037
DELISTED
Yamana Gold, Inc.
AUY
$241K 0.01%
27,479
+2,651
+11% +$25.6K
BHK icon
1038
BlackRock Core Bond Trust
BHK
$664M
$240K 0.01%
17,854
+791
+5% +$10.4K
KLAC icon
1039
KLA
KLAC
$262B
$240K 0.01%
34,760
-4,170
-11% -$27K
RYN icon
1040
Rayonier
RYN
$6.45B
$240K 0.01%
7,719
+1,504
+24% +$45.2K
FHY
1041
DELISTED
First Trust Strategic High
FHY
$240K 0.01%
15,095
+45
+0.3% +$709
CHD icon
1042
Church & Dwight Co
CHD
$24.4B
$239K 0.01%
6,920
-128
-2% -$4.25K
CAMP
1043
DELISTED
CalAmp Corp.
CAMP
$239K 0.01%
373
+351
+1,595% +$245K
ANIK icon
1044
Anika Therapeutics
ANIK
$284M
$238K 0.01%
5,800
– –
PIE icon
1045
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$244M
$238K 0.01%
13,440
-24,603
-65% -$428K
NSLR
1046
Neostellar Capital Corp
NSLR
$282M
$237K 0.01%
36,015
+12,150
+51% +$98.1K
CAB
1047
DELISTED
Cabela's Inc
CAB
$236K 0.01%
3,601
-473
-12% -$31.8K
AWF
1048
AllianceBernstein Global High Income Fund
AWF
$878M
$235K 0.01%
15,903
-1,620
-9% -$23.8K
PXE icon
1049
Invesco Energy Exploration & Production ETF
PXE
$85.5M
$235K 0.01%
6,691
-825
-11% -$27.8K
CMCSK
1050
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$235K 0.01%
4,788
+981
+26% +$48.1K
40 41
42
43 44

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HAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.