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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNN icon
1026
Lindsay Corp
LNN
$1.18B
$222K 0.01%
2,692
+2,001
+290% +$156K
SCHF icon
1027
Schwab International Equity ETF
SCHF
$68.6B
$222K 0.01%
14,072
+1,162
+9% +$18.1K
ANIK icon
1028
Anika Therapeutics
ANIK
$283M
$221K 0.01%
5,800
+5,050
+673% +$156K
ETW
1029
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.07B
$221K 0.01%
18,244
-15,565
-46% -$184K
BHK icon
1030
BlackRock Core Bond Trust
BHK
$664M
$220K 0.01%
17,063
+29
+0.2% +$372
EXL
1031
DELISTED
EXCEL TRUST , INC COM STK
EXL
$220K 0.01%
19,325
+18,175
+1,580% +$215K
FMER
1032
DELISTED
FIRSTMERIT CORP
FMER
$218K 0.01%
9,833
+226
+2% +$5.08K
HYF
1033
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$218K 0.01%
107,474
+12,212
+13% +$24.9K
TEI
1034
Templeton Emerging Markets Income Fund
TEI
$321M
$217K 0.01%
15,903
– –
ITC
1035
DELISTED
ITC HOLDINGS CORP
ITC
$217K 0.01%
6,807
+51
+0.8% +$1.63K
CB
1036
DELISTED
CHUBB CORPORATION
CB
$217K 0.01%
2,253
+86
+4% +$8.02K
DLTR icon
1037
Dollar Tree
DLTR
$24.5B
$215K 0.01%
3,801
+1,051
+38% +$60.6K
PWE
1038
DELISTED
Penn West Energy Petroleum Ltd
PWE
$215K 0.01%
25,737
-2,755
-10% -$26.4K
ILCV icon
1039
iShares Morningstar Value ETF
ILCV
$1.36B
$214K 0.01%
5,312
-132
-2% -$5.11K
RCS
1040
PIMCO Strategic Income Fund
RCS
$250M
$214K 0.01%
21,859
-7,852
-26% -$79.8K
RVTY icon
1041
Revvity
RVTY
$13B
$214K 0.01%
5,181
+300
+6% +$11.5K
AUY
1042
DELISTED
Yamana Gold, Inc.
AUY
$214K 0.01%
24,828
+2,431
+11% +$22.4K
SODA
1043
DELISTED
SodaStream International Ltd
SODA
$214K 0.01%
4,310
-11,986
-74% -$682K
SBR
1044
Sabine Royalty Trust
SBR
$1.06B
$213K 0.01%
4,139
-527
-11% -$27K
CCL icon
1045
Carnival Corporation Ltd
CCL
$37.9B
$212K 0.01%
5,331
-23
-0.4% -$812
TFCFA
1046
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$212K 0.01%
6,043
+212
+4% +$7.15K
PVTB
1047
DELISTED
PrivateBancorp Inc
PVTB
$212K 0.01%
7,325
-1,925
-21% -$49.6K
HSBC icon
1048
HSBC
HSBC
$355B
$211K 0.01%
4,475
+155
+4% +$7.34K
NXP icon
1049
Nuveen Select Tax-Free Income Portfolio
NXP
$897M
$211K 0.01%
16,350
+9,100
+126% +$117K
PNW icon
1050
Pinnacle West Capital
PNW
$12.1B
$211K 0.01%
3,989
– –
40 41
42
43 44

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.