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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OVV icon
1001
Ovintiv
OVV
$17.6B
$261K 0.01%
2,439
-585
-19% -$55.4K
EFT
1002
Eaton Vance Floating-Rate Income Trust
EFT
$289M
$260K 0.01%
16,516
+4,963
+43% +$76.8K
PNRA
1003
DELISTED
Panera Bread Co
PNRA
$260K 0.01%
1,473
-3,493
-70% -$619K
ETY icon
1004
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.34B
$258K 0.01%
23,155
-868
-4% -$9.6K
ILCB icon
1005
iShares Morningstar US Equity ETF
ILCB
$1.31B
$258K 0.01%
9,324
+1,016
+12% +$27.2K
RMBS icon
1006
Rambus
RMBS
$10.5B
$258K 0.01%
24,012
+2,500
+12% +$23.5K
NBL
1007
DELISTED
Noble Energy, Inc.
NBL
$257K 0.01%
3,612
-512
-12% -$33.9K
RVTY icon
1008
Revvity
RVTY
$12.9B
$256K 0.01%
5,689
+508
+10% +$22.3K
SAP icon
1009
SAP
SAP
$242B
$255K 0.01%
3,132
+296
+10% +$23.5K
TLH icon
1010
iShares 10-20 Year Treasury Bond ETF
TLH
$10.8B
$255K 0.01%
2,024
+1,483
+274% +$185K
VOX icon
1011
Vanguard Communication Services ETF
VOX
$5.82B
$255K 0.01%
3,005
+32
+1% +$2.63K
MCHI icon
1012
iShares MSCI China ETF
MCHI
$6.27B
$254K 0.01%
5,655
+481
+9% +$21.4K
ADI icon
1013
Analog Devices
ADI
$188B
$253K 0.01%
4,766
+758
+19% +$38.2K
DLR icon
1014
Digital Realty Trust
DLR
$70.6B
$253K 0.01%
4,761
+2,902
+156% +$151K
RFMD
1015
DELISTED
RF MICRO DEVICES INC
RFMD
$253K 0.01%
32,092
+7,452
+30% +$45.8K
AFB
1016
AllianceBernstein National Municipal Income Fund
AFB
$315M
$252K 0.01%
18,976
+5,307
+39% +$69K
HE icon
1017
Hawaiian Electric Industries
HE
$2.05B
$251K 0.01%
9,863
+2
+0% +$51
BNY
1018
DELISTED
BlackRock New York Municipal Income Trust
BNY
$250K 0.01%
18,512
+7,864
+74% +$103K
TEG
1019
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$250K 0.01%
4,192
-308
-7% -$17.1K
TEF
1020
DELISTED
Telefonica
TEF
$249K 0.01%
21,553
-1,044
-5% -$12K
NTT
1021
DELISTED
Nippon Telegraph & Telephone
NTT
$249K 0.01%
9,150
+1,383
+18% +$38K
WYNN icon
1022
Wynn Resorts
WYNN
$10.8B
$248K 0.01%
1,118
+325
+41% +$71.5K
FEP icon
1023
First Trust Europe AlphaDEX Fund
FEP
$532M
$246K 0.01%
+6,880
New +$237K
SPH icon
1024
Suburban Propane Partners
SPH
$1.17B
$246K 0.01%
5,921
+529
+10% +$23.2K
AMX icon
1025
America Movil
AMX
$70.2B
$245K 0.01%
12,327
+897
+8% +$18.6K
39 40
41
42 43

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HAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.