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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPX icon
1001
First Trust US Equity Opportunities ETF
FPX
$1.49B
$233K 0.01%
5,129
+965
+23% +$41.3K
GMCR
1002
DELISTED
KEURIG GREEN MTN INC
GMCR
$233K 0.01%
3,085
-1,038
-25% -$70.6K
ACP
1003
abrdn Income Credit Strategies Fund
ACP
$644M
$232K 0.01%
13,638
– –
VMI icon
1004
Valmont Industries
VMI
$9.63B
$232K 0.01%
1,554
+55
+4% +$7.77K
BB icon
1005
BlackBerry
BB
$5.39B
$231K 0.01%
30,939
+13,579
+78% +$95.8K
CLNE icon
1006
Clean Energy Fuels
CLNE
$386M
$231K 0.01%
17,912
-3,450
-16% -$42.1K
WIP icon
1007
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$473M
$231K 0.01%
3,955
+1,731
+78% +$103K
GENZ
1008
VanEck Digital Native Economy ETF
GENZ
$17.8M
$230K 0.01%
4,315
+348
+9% +$17.5K
ZGNX
1009
DELISTED
Zogenix, Inc.
ZGNX
$230K 0.01%
+8,375
New +$188K
ARIA
1010
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$229K 0.01%
33,592
+23,865
+245% +$129K
VIDI icon
1011
Vident International Equity Strategy
VIDI
$445M
$228K 0.01%
+9,207
New +$225K
VTN icon
1012
Invesco Trust for Investment Grade New York Municipals
VTN
$166M
$228K 0.01%
17,403
+5,970
+52% +$80K
JCP
1013
DELISTED
J.C. Penney Company, Inc.
JCP
$228K 0.01%
24,902
+6,030
+32% +$50.3K
HCF
1014
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$228K 0.01%
24,199
-84,600
-78% -$797K
LQDT icon
1015
Liquidity Services
LQDT
$1.3B
$227K 0.01%
10,000
+9,988
+83,233% +$251K
AJRD
1016
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$227K 0.01%
12,600
+10,500
+500% +$179K
VNR
1017
DELISTED
Vanguard Natural Resources, LLC
VNR
$227K 0.01%
7,683
+1,257
+20% +$35.6K
DVYE icon
1018
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$226K 0.01%
4,629
+611
+15% +$30.7K
IDU icon
1019
iShares US Utilities ETF
IDU
$1.36B
$226K 0.01%
4,720
-297,884
-98% -$14.3M
ITM icon
1020
VanEck Intermediate Muni ETF
ITM
$2.13B
$225K 0.01%
5,106
-168
-3% -$7.48K
B
1021
Barrick Mining
B
$68.2B
$224K 0.01%
12,687
-1,151
-8% -$20.3K
ILCB icon
1022
iShares Morningstar US Equity ETF
ILCB
$1.32B
$224K 0.01%
8,308
-19,484
-70% -$509K
OPK icon
1023
Opko Health
OPK
$1.04B
$224K 0.01%
26,578
+1,100
+4% +$11.1K
WPM icon
1024
Wheaton Precious Metals
WPM
$60.6B
$223K 0.01%
11,015
-2,719
-20% -$59.1K
JTP
1025
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$223K 0.01%
28,946
– –
39 40
41
42 43

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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.