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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVY icon
976
Avery Dennison
AVY
$13.6B
$545K 0.01%
8,707
+3,236
+59% +$204K
IEP icon
977
Icahn Enterprises
IEP
$5.39B
$545K 0.01%
8,903
+1,996
+29% +$145K
JRO
978
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$545K 0.01%
55,633
-10,775
-16% -$106K
CSW
979
CSW Industrials
CSW
$5.72B
$544K 0.01%
+14,437
New +$521K
PMF
980
DELISTED
PIMCO Municipal Income Fund
PMF
$542K 0.01%
35,131
+28,167
+404% +$421K
BCS.PRD.CL
981
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$542K 0.01%
20,400
+2,000
+11% +$52.6K
LLTC
982
DELISTED
Linear Technology Corp
LLTC
$542K 0.01%
12,776
+2,252
+21% +$99K
SUNS
983
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$539K 0.01%
36,232
+17,105
+89% +$260K
PRGO icon
984
Perrigo
PRGO
$1.78B
$538K 0.01%
3,720
+625
+20% +$96.1K
VRTX icon
985
Vertex Pharmaceuticals
VRTX
$134B
$538K 0.01%
4,284
+1,527
+55% +$184K
MDU icon
986
MDU Resources
MDU
$4.31B
$537K 0.01%
77,129
+2,372
+3% +$16.4K
VNM icon
987
VanEck Vietnam ETF
VNM
$507M
$537K 0.01%
36,321
-11,668
-24% -$189K
CMO
988
DELISTED
Capstead Mortgage Corp.
CMO
$535K 0.01%
61,345
-1,093
-2% -$10.5K
SCCO icon
989
Southern Copper
SCCO
$164B
$533K 0.01%
22,297
-2,711
-11% -$67K
SUNE
990
DELISTED
SUNEDISON, INC COM
SUNE
$532K 0.01%
104,394
-386
-0.4% -$2.37K
PKB icon
991
Invesco Building & Construction ETF
PKB
$398M
$530K 0.01%
22,299
+810
+4% +$19.6K
OAKS
992
DELISTED
Five Oaks Investment Corp.
OAKS
$530K 0.01%
97,106
+9,323
+11% +$59.6K
JTP
993
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$527K 0.01%
63,586
+6,401
+11% +$52.4K
MGM icon
994
MGM Resorts International
MGM
$11.1B
$526K 0.01%
23,114
+8,430
+57% +$186K
HYI
995
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$525K 0.01%
37,226
-18,828
-34% -$269K
DHI icon
996
D.R. Horton
DHI
$42.2B
$524K 0.01%
16,382
+5,050
+45% +$158K
NS
997
DELISTED
NuStar Energy L.P.
NS
$524K 0.01%
13,079
-98
-0.7% -$4.23K
PVH icon
998
PVH
PVH
$3.91B
$523K 0.01%
7,108
-1,948
-22% -$172K
USIG icon
999
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$521K 0.01%
9,760
+6,528
+202% +$353K
POWA icon
1000
Invesco Bloomberg Pricing Power ETF
POWA
$184M
$520K 0.01%
14,920
-10,530
-41% -$379K
38 39
40
41 42

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.