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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUN icon
976
Huntsman Corp
HUN
$1.84B
$271K 0.01%
11,116
-972
-8% -$22.6K
PFG icon
977
Principal Financial Group
PFG
$24.2B
$271K 0.01%
5,902
+174
+3% +$7.96K
RCL icon
978
Royal Caribbean
RCL
$81.3B
$270K 0.01%
4,962
-22
-0.4% -$1.11K
NUAN
979
DELISTED
Nuance Communications, Inc.
NUAN
$270K 0.01%
18,152
-58,575
-76% -$786K
FTA icon
980
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$269K 0.01%
6,526
-69
-1% -$2.74K
KOG
981
DELISTED
KODIAK OIL & GAS CORP
KOG
$269K 0.01%
22,144
+260
+1% +$2.94K
RDOG icon
982
ALPS REIT Dividend Dogs ETF
RDOG
$11.1M
$268K 0.01%
6,691
+359
+6% +$14.2K
TSI
983
TCW Strategic Income Fund
TSI
$214M
$268K 0.01%
49,032
-2,896
-6% -$15.6K
AB icon
984
AllianceBernstein
AB
$3.47B
$267K 0.01%
10,708
+3,970
+59% +$93K
ARRS
985
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$267K 0.01%
9,442
-830
-8% -$22.6K
ICE icon
986
Intercontinental Exchange
ICE
$84.5B
$266K 0.01%
6,625
-430
-6% -$18.1K
ISCG icon
987
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.02B
$266K 0.01%
12,186
+546
+5% +$12K
MAR icon
988
Marriott International
MAR
$90.9B
$266K 0.01%
4,755
-1,391
-23% -$71.9K
MMLP icon
989
Martin Midstream Partners
MMLP
$94.3M
$266K 0.01%
6,167
+388
+7% +$16.7K
ITC
990
DELISTED
ITC HOLDINGS CORP
ITC
$266K 0.01%
7,123
+316
+5% +$10.8K
ISCV icon
991
iShares Morningstar Small-Cap Value ETF
ISCV
$707M
$265K 0.01%
6,447
-390
-6% -$15.6K
HTH icon
992
Hilltop Holdings
HTH
$2.25B
$264K 0.01%
11,111
– –
SJB icon
993
ProShares Short High Yield
SJB
$47.7M
$264K 0.01%
9,300
-200
-2% -$5.77K
JRO
994
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$264K 0.01%
21,610
-649
-3% -$7.87K
FEN
995
DELISTED
First Trust Energy Income and Growth Fund
FEN
$262K 0.01%
7,992
-835
-9% -$26.8K
JOY
996
DELISTED
Joy Global Inc
JOY
$262K 0.01%
4,510
-484
-10% -$26.9K
ATML
997
DELISTED
ATMEL CORP
ATML
$262K 0.01%
31,286
-1,256
-4% -$10.3K
BCR
998
DELISTED
CR Bard Inc.
BCR
$262K 0.01%
1,768
+1,291
+271% +$179K
FLTR icon
999
VanEck IG Floating Rate ETF
FLTR
$3.04B
$261K 0.01%
10,444
-2,870
-22% -$71.7K
MFA
1000
MFA Financial
MFA
$931M
$261K 0.01%
8,409
+24
+0.3% +$722
38 39
40
41 42

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HAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.