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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXF icon
76
Vanguard Extended Market ETF
VXF
$31.9B
$16.4M 0.3%
195,527
-5,974
-3% -$511K
BIV icon
77
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$16.3M 0.3%
196,280
+30,695
+19% +$2.58M
RPG icon
78
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$16.2M 0.3%
1,005,855
+93,335
+10% +$1.53M
IJH icon
79
iShares Core S&P Mid-Cap ETF
IJH
$127B
$16.1M 0.3%
579,515
-82,615
-12% -$2.36M
SDY icon
80
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$16M 0.3%
216,897
-76,620
-26% -$5.84M
RAI
81
DELISTED
Reynolds American Inc
RAI
$15.6M 0.29%
339,064
+62,618
+23% +$2.9M
HYG icon
82
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$15.2M 0.28%
189,238
-3,132
-2% -$260K
MCD icon
83
McDonald's
MCD
$195B
$15.2M 0.28%
128,481
-35,350
-22% -$3.95M
USMV icon
84
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$15.2M 0.28%
363,026
-103,717
-22% -$4.32M
PEP icon
85
PepsiCo
PEP
$190B
$15M 0.28%
150,542
+6,864
+5% +$685K
DBEF icon
86
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$14.8M 0.27%
543,746
-82,886
-13% -$2.29M
VCIT icon
87
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$14.7M 0.27%
174,817
+76,925
+79% +$6.54M
BMY icon
88
Bristol-Myers Squibb
BMY
$132B
$14.5M 0.27%
210,893
-29,733
-12% -$1.96M
VHT icon
89
Vanguard Health Care ETF
VHT
$18.7B
$14.3M 0.26%
107,715
+9,525
+10% +$1.24M
RSP icon
90
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$14.2M 0.26%
185,599
+55,065
+42% +$4.28M
IWM icon
91
iShares Russell 2000 ETF
IWM
$81.9B
$14.1M 0.26%
124,985
-5,832
-4% -$673K
JPM icon
92
JPMorgan Chase
JPM
$950B
$14.1M 0.26%
213,259
+22,049
+12% +$1.44M
GOOGL icon
93
Alphabet (Google) Class A
GOOGL
$4.33T
$13.9M 0.26%
+357,940
New +$13.2M
VBR icon
94
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$13.3M 0.25%
135,091
+16,668
+14% +$1.7M
IJT icon
95
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$12.9M 0.24%
208,306
-21,882
-10% -$1.39M
LDUR icon
96
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.38B
$12.9M 0.24%
128,790
+2,302
+2% +$232K
KMB icon
97
Kimberly-Clark
KMB
$36.5B
$12.8M 0.24%
100,443
+4,960
+5% +$595K
XLY icon
98
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$12.6M 0.23%
321,668
+31,180
+11% +$1.24M
VO icon
99
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$12.6M 0.23%
418,896
+3,136
+0.8% +$95.7K
MRK icon
100
Merck
MRK
$318B
$12.4M 0.23%
246,580
+15,087
+7% +$761K
2 3
4
5 6

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.