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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
76
Pfizer
PFE
$153B
$10.9M 0.3%
390,147
+13,470
+4% +$378K
ISTB icon
77
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$10.9M 0.3%
216,784
+155,860
+256% +$7.82M
FSK icon
78
FS KKR Capital
FSK
$3.44B
$10.8M 0.29%
251,175
+13,745
+6% +$577K
WFC icon
79
Wells Fargo
WFC
$264B
$10.5M 0.29%
202,148
+26,973
+15% +$1.39M
TIP icon
80
iShares TIPS Bond ETF
TIP
$14.7B
$10.4M 0.28%
93,140
-627
-0.7% -$71.7K
VTV icon
81
Vanguard Morningstar Value ETF
VTV
$192B
$10.3M 0.28%
126,316
-89,879
-42% -$7.34M
BND icon
82
Vanguard Total Bond Market
BND
$161B
$10.2M 0.28%
123,917
+13,076
+12% +$1.07M
DTYS
83
DELISTED
iPath US Treasury 10-year Bear ETN
DTYS
$10M 0.27%
379,661
-60,385
-14% -$1.59M
MCD icon
84
McDonald's
MCD
$195B
$10M 0.27%
105,573
+5,278
+5% +$503K
EFA icon
85
iShares MSCI EAFE ETF
EFA
$80.2B
$9.86M 0.27%
153,500
-78,999
-34% -$5.27M
IVE icon
86
iShares S&P 500 Value ETF
IVE
$49.8B
$9.73M 0.27%
109,140
+62,692
+135% +$5.7M
IJJ icon
87
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.03B
$9.68M 0.26%
162,270
+87,226
+116% +$5.45M
VNQ icon
88
Vanguard Real Estate ETF
VNQ
$39.1B
$9.55M 0.26%
132,637
-2,266
-2% -$171K
DVY icon
89
iShares Select Dividend ETF
DVY
$23.6B
$9.25M 0.25%
125,216
+27,136
+28% +$2.05M
EEM icon
90
iShares MSCI Emerging Markets ETF
EEM
$30B
$9.24M 0.25%
222,508
-55,759
-20% -$2.47M
PM icon
91
Philip Morris
PM
$295B
$9.24M 0.25%
110,795
+17,636
+19% +$1.49M
GLD icon
92
SPDR Gold Trust
GLD
$142B
$9.16M 0.25%
78,338
+4,660
+6% +$575K
IJK icon
93
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$9.03M 0.25%
241,000
+151,316
+169% +$5.86M
AMLP icon
94
Alerian MLP ETF
AMLP
$13.1B
$8.61M 0.23%
89,774
+7,537
+9% +$713K
SHY icon
95
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$8.41M 0.23%
99,482
-3,367
-3% -$285K
BP icon
96
BP
BP
$107B
$8.37M 0.23%
232,697
+17,627
+8% +$698K
BMY icon
97
Bristol-Myers Squibb
BMY
$132B
$8.27M 0.23%
161,597
-25,841
-14% -$1.29M
VYM icon
98
Vanguard High Dividend Yield ETF
VYM
$83.5B
$8.17M 0.22%
123,061
+24,611
+25% +$1.64M
HD icon
99
Home Depot
HD
$355B
$8.06M 0.22%
87,590
+2,818
+3% +$242K
COP icon
100
ConocoPhillips
COP
$141B
$8M 0.22%
104,587
+3,306
+3% +$271K
2 3
4
5 6

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HAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.