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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
76
iShares Preferred and Income Securities ETF
PFF
$13.2B
$10M 0.29%
256,970
-18,682
-7% -$713K
VNQ icon
77
Vanguard Real Estate ETF
VNQ
$39.1B
$9.68M 0.28%
137,058
+3,704
+3% +$254K
EMLC icon
78
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
$9.3M 0.27%
197,366
-52,607
-21% -$2.42M
MCD icon
79
McDonald's
MCD
$195B
$9.19M 0.27%
93,711
-6,199
-6% -$593K
AGG icon
80
iShares Core US Aggregate Bond ETF
AGG
$138B
$9.18M 0.27%
85,090
-3,295
-4% -$355K
MMM icon
81
3M
MMM
$94.3B
$9.1M 0.27%
80,191
+2,280
+3% +$253K
GLD icon
82
SPDR Gold Trust
GLD
$142B
$9.01M 0.26%
72,654
-14,730
-17% -$1.84M
BND icon
83
Vanguard Total Bond Market
BND
$161B
$8.71M 0.25%
107,284
+21,742
+25% +$1.76M
GOOG icon
84
Alphabet (Google) Class C
GOOG
$4.32T
$8.63M 0.25%
308,472
+78,333
+34% +$2.28M
MRK icon
85
Merck
MRK
$318B
$8.39M 0.24%
154,796
+459
+0.3% +$23.8K
SHY icon
86
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$8.31M 0.24%
98,442
-10,748
-10% -$908K
BAC icon
87
Bank of America
BAC
$442B
$8.29M 0.24%
482,112
+14,263
+3% +$240K
CXP
88
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$7.88M 0.23%
289,252
-9,586
-3% -$241K
BP icon
89
BP
BP
$107B
$7.7M 0.22%
195,688
+11,800
+6% +$465K
IJR icon
90
iShares Core S&P Small-Cap ETF
IJR
$112B
$7.68M 0.22%
139,550
+12,518
+10% +$677K
LQD icon
91
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$7.1M 0.21%
60,728
-3,126
-5% -$363K
SO icon
92
Southern Company
SO
$107B
$7.07M 0.21%
161,508
+23,119
+17% +$969K
PM icon
93
Philip Morris
PM
$295B
$7.06M 0.21%
86,265
+3,060
+4% +$247K
VO icon
94
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$6.96M 0.2%
245,152
+22,680
+10% +$629K
COP icon
95
ConocoPhillips
COP
$141B
$6.93M 0.2%
98,532
+8,880
+10% +$594K
VB icon
96
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$6.92M 0.2%
61,240
+5,134
+9% +$569K
WFC icon
97
Wells Fargo
WFC
$264B
$6.89M 0.2%
138,615
-52
-0% -$2.42K
AMLP icon
98
Alerian MLP ETF
AMLP
$13.1B
$6.88M 0.2%
78,078
+2,586
+3% +$227K
LLY icon
99
Eli Lilly
LLY
$1.06T
$6.64M 0.19%
112,795
-9,865
-8% -$551K
PEP icon
100
PepsiCo
PEP
$190B
$6.64M 0.19%
79,505
+2,868
+4% +$233K
2 3
4
5 6

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EM
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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.