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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
76
McDonald's
MCD
$195B
$9.69M 0.3%
99,910
+3,902
+4% +$375K
SHY icon
77
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$9.45M 0.29%
109,190
+21,644
+25% +$1.83M
AGG icon
78
iShares Core US Aggregate Bond ETF
AGG
$138B
$9.41M 0.29%
88,385
+837
+1% +$89.7K
TLT icon
79
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$9.21M 0.28%
90,413
+6,845
+8% +$717K
MMM icon
80
3M
MMM
$94.3B
$9.13M 0.28%
77,911
-1,124
-1% -$120K
VNQ icon
81
Vanguard Real Estate ETF
VNQ
$39.1B
$8.61M 0.27%
133,354
-36,549
-22% -$2.44M
XLE icon
82
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$8.61M 0.27%
194,540
+21,334
+12% +$919K
XLK icon
83
State Street Technology Select Sector SPDR ETF
XLK
$123B
$8.35M 0.26%
467,486
+83,158
+22% +$1.41M
CXP
84
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$7.47M 0.23%
+298,838
New +$6.92M
MRK icon
85
Merck
MRK
$318B
$7.37M 0.23%
154,337
+4,117
+3% +$188K
SJNK icon
86
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$7.31M 0.23%
237,045
-16,903
-7% -$520K
BP icon
87
BP
BP
$107B
$7.31M 0.23%
183,888
+16,004
+10% +$596K
BAC icon
88
Bank of America
BAC
$442B
$7.29M 0.22%
467,849
+52,793
+13% +$783K
LQD icon
89
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$7.29M 0.22%
63,854
+578
+0.9% +$66K
PM icon
90
Philip Morris
PM
$295B
$7.24M 0.22%
83,205
+773
+0.9% +$67.5K
IJR icon
91
iShares Core S&P Small-Cap ETF
IJR
$112B
$6.93M 0.21%
127,032
+17,744
+16% +$928K
BND icon
92
Vanguard Total Bond Market
BND
$161B
$6.85M 0.21%
85,542
-569
-0.7% -$45.9K
AMLP icon
93
Alerian MLP ETF
AMLP
$13.1B
$6.71M 0.21%
75,492
+6,474
+9% +$568K
HD icon
94
Home Depot
HD
$355B
$6.55M 0.2%
79,851
+1,930
+2% +$150K
HYEM icon
95
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$6.44M 0.2%
257,190
-84,394
-25% -$2.14M
GOOG icon
96
Alphabet (Google) Class C
GOOG
$4.32T
$6.42M 0.2%
230,139
+15,417
+7% +$390K
PEP icon
97
PepsiCo
PEP
$190B
$6.36M 0.2%
76,637
-613
-0.8% -$50.9K
COP icon
98
ConocoPhillips
COP
$141B
$6.33M 0.2%
89,652
+8,265
+10% +$593K
WFC icon
99
Wells Fargo
WFC
$264B
$6.29M 0.19%
138,667
+617
+0.4% +$26.6K
LLY icon
100
Eli Lilly
LLY
$1.06T
$6.26M 0.19%
122,660
+2,252
+2% +$113K
2 3
4
5 6

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.