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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REXI
951
DELISTED
RESOURCE AMERICA INC CL-A
REXI
$479K 0.01%
52,998
+5,625
+12% +$51.8K
JRO
952
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$478K 0.01%
42,418
+28,454
+204% +$319K
BB icon
953
BlackBerry
BB
$5.26B
$475K 0.01%
43,413
+22,231
+105% +$228K
DO
954
DELISTED
Diamond Offshore Drilling
DO
$475K 0.01%
12,961
+1,602
+14% +$57.4K
IOO icon
955
iShares Global 100 ETF
IOO
$9.41B
$474K 0.01%
12,446
+12,046
+3,012% +$463K
MIDU icon
956
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$79.2M
$473K 0.01%
24,125
-3,400
-12% -$60.9K
SCTY
957
DELISTED
SolarCity Corporation
SCTY
$473K 0.01%
8,835
+4,540
+106% +$244K
SGOL icon
958
abrdn Physical Gold Shares ETF
SGOL
$7.46B
$472K 0.01%
40,770
+28,770
+240% +$339K
BMS
959
DELISTED
Bemis
BMS
$472K 0.01%
10,430
+6,334
+155% +$255K
AIVI icon
960
WisdomTree International AI Enhanced Value Fund
AIVI
$63.2M
$467K 0.01%
10,868
+23
+0.2% +$1.03K
OAK
961
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$467K 0.01%
9,005
+4,490
+99% +$217K
AGZD icon
962
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$136M
$466K 0.01%
18,900
-1,028
-5% -$25.4K
KBE icon
963
State Street SPDR S&P Bank ETF
KBE
$1.73B
$465K 0.01%
13,861
-1,604
-10% -$52.3K
MLPX icon
964
Global X MLP & Energy Infrastructure ETF
MLPX
$3.54B
$465K 0.01%
8,357
+2,410
+41% +$136K
IYLD icon
965
iShares Morningstar Multi-Asset Income ETF
IYLD
$125M
$464K 0.01%
+18,118
New +$473K
TFCFA
966
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$464K 0.01%
12,262
+1,207
+11% +$42.7K
AZO icon
967
AutoZone
AZO
$49.7B
$463K 0.01%
749
+32
+4% +$18K
TRN icon
968
Trinity Industries
TRN
$2.29B
$460K 0.01%
22,857
-21,930
-49% -$529K
SCHF icon
969
Schwab International Equity ETF
SCHF
$68.5B
$459K 0.01%
31,738
+13,464
+74% +$203K
IXN icon
970
iShares Global Tech ETF
IXN
$9.2B
$458K 0.01%
29,004
+1,266
+5% +$19.6K
CSR
971
Centerspace
CSR
$920M
$455K 0.01%
5,573
+221
+4% +$18K
PKB icon
972
Invesco Building & Construction ETF
PKB
$398M
$455K 0.01%
21,080
+19,590
+1,315% +$415K
TAP icon
973
Molson Coors Class B
TAP
$7.83B
$455K 0.01%
6,088
+369
+6% +$27.4K
HCT
974
DELISTED
AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK
HCT
$455K 0.01%
38,236
-42,916
-53% -$487K
LM
975
DELISTED
Legg Mason, Inc.
LM
$454K 0.01%
8,474
-290
-3% -$15.3K
37 38
39
40 41

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.