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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INVN
951
DELISTED
Invensense Inc
INVN
$260K 0.01%
12,523
+3,875
+45% +$69.3K
DJP icon
952
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$819M
$259K 0.01%
7,038
-278
-4% -$10.2K
PXE icon
953
Invesco Energy Exploration & Production ETF
PXE
$84.3M
$259K 0.01%
7,516
-332
-4% -$11K
DHG
954
DELISTED
Deutsche High Incm Opportunities
DHG
$259K 0.01%
18,001
+1,085
+6% +$15.4K
POM
955
DELISTED
PEPCO HOLDINGS, INC.
POM
$259K 0.01%
13,573
-2,219
-14% -$42.1K
ENB icon
956
Enbridge
ENB
$112B
$258K 0.01%
5,915
-6,581
-53% -$278K
GCC icon
957
WisdomTree Enhanced Commodity Strategy Fund
GCC
$281M
$257K 0.01%
10,017
-92
-0.9% -$2.4K
HE icon
958
Hawaiian Electric Industries
HE
$2.02B
$257K 0.01%
9,861
+3
+0% +$78
HTH icon
959
Hilltop Holdings
HTH
$2.22B
$257K 0.01%
11,111
– –
ISCG icon
960
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.01B
$257K 0.01%
11,640
-48
-0.4% -$1.02K
GOGO icon
961
Gogo Inc
GOGO
$432M
$256K 0.01%
+10,300
New +$238K
IONS icon
962
Ionis Pharmaceuticals
IONS
$9.46B
$256K 0.01%
6,433
+706
+12% +$25.2K
FTR
963
DELISTED
Frontier Communications Corp.
FTR
$256K 0.01%
3,667
+11
+0.3% +$752
ATML
964
DELISTED
ATMEL CORP
ATML
$255K 0.01%
32,542
+7,798
+32% +$57.1K
DNP icon
965
DNP Select Income Fund
DNP
$4.09B
$253K 0.01%
26,823
-192
-0.7% -$1.85K
SPH icon
966
Suburban Propane Partners
SPH
$1.17B
$252K 0.01%
5,392
-3,692
-41% -$172K
BGS icon
967
B&G Foods
BGS
$276M
$251K 0.01%
7,394
+548
+8% +$18.8K
KLAC icon
968
KLA
KLAC
$252B
$251K 0.01%
38,930
-2,820
-7% -$17.8K
SCHW
969
Charles Schwab
SCHW
$187B
$251K 0.01%
9,665
-2,118
-18% -$50.5K
TXTR
970
DELISTED
TEXTURA CORPORATION COM
TXTR
$251K 0.01%
+8,400
New +$314K
AWF
971
AllianceBernstein Global High Income Fund
AWF
$870M
$250K 0.01%
17,523
-970
-5% -$14.4K
ARRS
972
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$250K 0.01%
10,272
+6,452
+169% +$123K
MCHI icon
973
iShares MSCI China ETF
MCHI
$6.42B
$249K 0.01%
5,174
-2,378
-31% -$113K
VOX icon
974
Vanguard Communication Services ETF
VOX
$5.88B
$249K 0.01%
2,973
+1,183
+66% +$99.3K
TMH
975
DELISTED
Team Health Holdings Inc
TMH
$249K 0.01%
5,473
+56
+1% +$2.49K
37 38
39
40 41

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.