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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLMT icon
926
Calumet Specialty Products
CLMT
$4.05B
$369K 0.01%
13,435
-668
-5% -$20.2K
RMT
927
Royce Micro-Cap Trust
RMT
$764M
$369K 0.01%
31,339
-2,394
-7% -$29.4K
RGP
928
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$368K 0.01%
11,291
+26
+0.2% +$825
YPRO
929
DELISTED
AdvisorShares YieldPro ETF
YPRO
$368K 0.01%
15,088
+10,847
+256% +$271K
KSU
930
DELISTED
Kansas City Southern
KSU
$366K 0.01%
3,017
-351
-10% -$40K
JMI
931
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
$366K 0.01%
+30,500
New +$402K
AZO icon
932
AutoZone
AZO
$49.7B
$365K 0.01%
717
-80
-10% -$42.1K
EOD
933
Allspring Global Dividend Opportunity Fund
EOD
$287M
$365K 0.01%
45,556
-8,963
-16% -$74.2K
HRL icon
934
Hormel Foods
HRL
$13.4B
$365K 0.01%
14,190
+788
+6% +$19.2K
PRA
935
DELISTED
ProAssurance
PRA
$363K 0.01%
8,247
– –
ATVI
936
DELISTED
Activision Blizzard
ATVI
$363K 0.01%
17,447
-10,848
-38% -$247K
TT icon
937
Trane Technologies
TT
$106B
$359K 0.01%
6,381
-1,791
-22% -$109K
BSCG
938
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$359K 0.01%
16,078
+10,409
+184% +$233K
CEF icon
939
Sprott Physical Gold and Silver Trust
CEF
$8.24B
$358K 0.01%
29,078
-3,371
-10% -$46.3K
EWP icon
940
iShares MSCI Spain ETF
EWP
$2.21B
$357K 0.01%
9,187
-38,158
-81% -$1.55M
IMVP
941
Invesco India ETF
IMVP
$108M
$357K 0.01%
16,503
-604
-4% -$13.2K
SPLB icon
942
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$357K 0.01%
13,232
+1,493
+13% +$40.4K
DCT
943
DELISTED
DCT Industrial Trust Inc.
DCT
$357K 0.01%
11,900
+300
+3% +$9.49K
PBJ icon
944
Invesco Food & Beverage ETF
PBJ
$107M
$356K 0.01%
12,551
-800
-6% -$22.5K
DNKN
945
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$356K 0.01%
7,942
-8,080
-50% -$360K
MLPX icon
946
Global X MLP & Energy Infrastructure ETF
MLPX
$3.54B
$355K 0.01%
+5,947
New +$356K
VXX
947
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$355K 0.01%
712
+328
+85% +$152K
MAR icon
948
Marriott International
MAR
$91.1B
$354K 0.01%
5,065
+294
+6% +$19.9K
BOE icon
949
BlackRock Enhanced Global Dividend Trust
BOE
$695M
$353K 0.01%
25,007
+17,138
+218% +$252K
AGCO icon
950
AGCO
AGCO
$7.1B
$352K 0.01%
7,736
+7,194
+1,327% +$357K
36 37
38
39 40

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.