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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSQ icon
926
ProShares Short QQQ
PSQ
$647M
$305K 0.01%
859
+150
+21% +$54.2K
EVAL
927
DELISTED
ISHARES MSCI EMERGING MARKETS VALUE ETF
EVAL
$305K 0.01%
6,667
+1,006
+18% +$44.1K
CHL
928
DELISTED
China Mobile Limited
CHL
$305K 0.01%
6,699
-703
-9% -$33.4K
FAX
929
abrdn Asia-Pacific Income Fund
FAX
$603M
$304K 0.01%
8,280
+3,989
+93% +$142K
SAN icon
930
Banco Santander
SAN
$210B
$304K 0.01%
34,933
+22,241
+175% +$182K
ARMH
931
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$303K 0.01%
5,944
+268
+5% +$13K
EMCB icon
932
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$99M
$302K 0.01%
4,051
-1,993
-33% -$148K
CCJ icon
933
Cameco
CCJ
$42.8B
$301K 0.01%
13,148
+318
+2% +$7.09K
TPR icon
934
Tapestry
TPR
$32.8B
$300K 0.01%
6,041
-609
-9% -$30.3K
UTG icon
935
Reaves Utility Income Fund
UTG
$3.63B
$300K 0.01%
11,040
-975
-8% -$25.3K
DNP icon
936
DNP Select Income Fund
DNP
$4.1B
$299K 0.01%
30,464
+3,641
+14% +$35.1K
KDP icon
937
Keurig Dr Pepper
KDP
$39.7B
$299K 0.01%
5,489
+146
+3% +$7.35K
APL
938
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
$299K 0.01%
9,306
+6,009
+182% +$194K
TFCFA
939
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$297K 0.01%
9,285
+3,242
+54% +$106K
IUSV icon
940
iShares Core S&P US Value ETF
IUSV
$27.8B
$296K 0.01%
7,035
+2,913
+71% +$119K
GPC icon
941
Genuine Parts
GPC
$18.8B
$295K 0.01%
3,386
-518
-13% -$43.7K
MGM icon
942
MGM Resorts International
MGM
$11B
$295K 0.01%
11,335
+705
+7% +$18.2K
DRE
943
DELISTED
Duke Realty Corp.
DRE
$294K 0.01%
17,394
+6,116
+54% +$97.5K
RVT icon
944
Royce Value Trust
RVT
$2.3B
$293K 0.01%
18,657
-941
-5% -$14.7K
COF icon
945
Capital One
COF
$135B
$292K 0.01%
3,790
-562
-13% -$41.2K
IGD
946
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$525M
$292K 0.01%
31,743
+675
+2% +$6.03K
IVC
947
DELISTED
Invacare Corporation
IVC
$292K 0.01%
15,300
+10,300
+206% +$212K
VVC
948
DELISTED
Vectren Corporation
VVC
$292K 0.01%
7,425
+815
+12% +$30.1K
ERC
949
Allspring Multi-Sector Income Fund
ERC
$261M
$291K 0.01%
20,076
+11,012
+121% +$158K
GMCR
950
DELISTED
KEURIG GREEN MTN INC
GMCR
$291K 0.01%
2,753
-332
-11% -$32.9K
36 37
38
39 40

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HAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.