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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNP icon
901
DNP Select Income Fund
DNP
$4.1B
$387K 0.01%
38,244
+8,092
+27% +$82.9K
ISHG icon
902
iShares 1-3 Year International Treasury Bond ETF
ISHG
$827M
$387K 0.01%
4,334
+242
+6% +$22.6K
ALXN
903
DELISTED
Alexion Pharmaceuticals
ALXN
$387K 0.01%
2,335
-128
-5% -$21K
TUZ
904
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
$387K 0.01%
7,599
-7,065
-48% -$360K
HOG icon
905
Harley-Davidson
HOG
$2.8B
$386K 0.01%
6,629
+11
+0.2% +$703
RCAP
906
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$385K 0.01%
17,111
+8,959
+110% +$197K
FBIN icon
907
Fortune Brands Innovations
FBIN
$5.94B
$384K 0.01%
10,924
+1,894
+21% +$66.2K
MSEX icon
908
Middlesex Water
MSEX
$1.1B
$384K 0.01%
19,600
-300
-2% -$6.13K
CPB icon
909
Campbell Soup
CPB
$6.75B
$383K 0.01%
8,958
+370
+4% +$16.2K
GBX icon
910
The Greenbrier Companies
GBX
$1.43B
$383K 0.01%
+5,217
New +$357K
WHR icon
911
Whirlpool
WHR
$2.85B
$383K 0.01%
2,632
-239
-8% -$35.3K
CLF icon
912
Cleveland-Cliffs
CLF
$7.11B
$382K 0.01%
36,803
+11
+0% +$168
MSI icon
913
Motorola Solutions
MSI
$77B
$382K 0.01%
6,040
-405
-6% -$25.5K
CP icon
914
Canadian Pacific Kansas City
CP
$80.4B
$380K 0.01%
9,150
-100
-1% -$3.92K
CSWC icon
915
Capital Southwest
CSWC
$1.59B
$380K 0.01%
28,943
-2,214
-7% -$30.2K
VMC icon
916
Vulcan Materials
VMC
$36.8B
$380K 0.01%
6,313
– –
TFCFA
917
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$379K 0.01%
11,055
-443
-4% -$15.3K
AB icon
918
AllianceBernstein
AB
$3.47B
$378K 0.01%
14,519
+1,854
+15% +$49.6K
CHRD icon
919
Chord Energy
CHRD
$7.64B
$378K 0.01%
9,051
+2,327
+35% +$116K
DVA icon
920
DaVita
DVA
$11.5B
$373K 0.01%
5,102
+173
+4% +$12.7K
EWI icon
921
iShares MSCI Italy ETF
EWI
$1.08B
$373K 0.01%
11,879
-3,150
-21% -$102K
GDL
922
GDL Fund
GDL
$92.1M
$373K 0.01%
35,419
+638
+2% +$6.84K
FYX icon
923
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$372K 0.01%
8,126
+1,350
+20% +$63.8K
NGLS
924
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$372K 0.01%
5,143
+1,511
+42% +$106K
PCK
925
DELISTED
Pimco California Municipal Income Fund II
PCK
$371K 0.01%
40,201
+164
+0.4% +$1.55K
35 36
37
38 39

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.