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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLL
901
DELISTED
L3 Technologies, Inc.
LLL
$260K 0.01%
2,730
-489
-15% -$45.1K
MDU icon
902
MDU Resources
MDU
$4.29B
$259K 0.01%
24,353
+126
+0.5% +$1.33K
EINC icon
903
VanEck Energy Income ETF
EINC
$78.5M
$258K 0.01%
941
+100
+12% +$27.6K
B
904
Barrick Mining
B
$68.5B
$258K 0.01%
13,838
+7,485
+118% +$132K
VAW icon
905
Vanguard Materials ETF
VAW
$3.1B
$258K 0.01%
2,716
+443
+19% +$40.9K
UNG icon
906
United States Natural Gas Fund
UNG
$497M
$257K 0.01%
878
-504
-36% -$151K
HILO
907
DELISTED
Columbia EM Quality Dividend ETF
HILO
$257K 0.01%
14,450
-500
-3% -$9.06K
MFA
908
MFA Financial
MFA
$919M
$256K 0.01%
8,611
+554
+7% +$17K
KLAC icon
909
KLA
KLAC
$252B
$255K 0.01%
41,750
+3,090
+8% +$18.1K
SCHW
910
Charles Schwab
SCHW
$187B
$255K 0.01%
11,783
+328
+3% +$7.13K
ICE icon
911
Intercontinental Exchange
ICE
$84.5B
$254K 0.01%
6,850
+1,020
+17% +$36.9K
ISCV icon
912
iShares Morningstar Small-Cap Value ETF
ISCV
$704M
$252K 0.01%
6,906
+396
+6% +$14.3K
PFG icon
913
Principal Financial Group
PFG
$24.4B
$252K 0.01%
5,856
-3
-0.1% -$125
MU icon
914
Micron Technology
MU
$972B
$251K 0.01%
14,356
-819
-5% -$11.9K
MHI
915
DELISTED
Pioneer Municipal High Income Fund
MHI
$250K 0.01%
17,691
+232
+1% +$3.24K
PNR icon
916
Pentair
PNR
$10.7B
$250K 0.01%
5,715
-1,459
-20% -$60.8K
AGN
917
DELISTED
Allergan Inc
AGN
$250K 0.01%
2,749
+525
+24% +$47.1K
PXI icon
918
Invesco Dorsey Wright Energy Momentum ETF
PXI
$53.1M
$249K 0.01%
5,544
+4,492
+427% +$223K
TSN icon
919
Tyson Foods
TSN
$20.1B
$249K 0.01%
8,809
+1,278
+17% +$37K
HE icon
920
Hawaiian Electric Industries
HE
$2.02B
$248K 0.01%
9,858
-268
-3% -$6.89K
NI icon
921
NiSource
NI
$20B
$248K 0.01%
20,500
+46
+0.2% +$545
STJ
922
DELISTED
St Jude Medical
STJ
$248K 0.01%
4,605
-1,119
-20% -$57.6K
TWO
923
Two Harbors Investment
TWO
$1.26B
$246K 0.01%
3,166
-128
-4% -$10K
WHR icon
924
Whirlpool
WHR
$2.75B
$246K 0.01%
1,687
-17
-1% -$2.25K
MMLP icon
925
Martin Midstream Partners
MMLP
$97.8M
$245K 0.01%
5,221
-189
-3% -$8.56K
35 36
37
38 39

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HAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.