We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTUM icon
876
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$346K 0.01%
5,738
+2,477
+76% +$150K
LGF
877
DELISTED
Lions Gate Entertainment
LGF
$346K 0.01%
12,936
+3,805
+42% +$117K
POM
878
DELISTED
PEPCO HOLDINGS, INC.
POM
$346K 0.01%
16,915
+3,342
+25% +$65.8K
MDIV icon
879
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$427M
$345K 0.01%
16,129
+1,837
+13% +$38.7K
WPRT
880
Westport Fuel Systems
WPRT
$37M
$343K 0.01%
2,365
+992
+72% +$171K
PXSC
881
DELISTED
POWERSHARES FUNDAMENTAL PURE SMALL CORE PORTFOLIO
PXSC
$343K 0.01%
10,315
– –
EPV icon
882
ProShares UltraShort FTSE Europe
EPV
$10.2M
$342K 0.01%
1,208
-3
-0.2% -$902
SUNS
883
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$341K 0.01%
19,881
-15,975
-45% -$287K
IP icon
884
International Paper
IP
$21.9B
$339K 0.01%
7,900
-339
-4% -$15.1K
TAP icon
885
Molson Coors Class B
TAP
$7.84B
$338K 0.01%
5,739
-1,033
-15% -$57.7K
IHE icon
886
iShares US Pharmaceuticals ETF
IHE
$1.65B
$336K 0.01%
7,956
+2,622
+49% +$110K
ISHG icon
887
iShares 1-3 Year International Treasury Bond ETF
ISHG
$827M
$334K 0.01%
3,486
-276
-7% -$26.2K
FRN
888
DELISTED
Invesco Frontier Markets ETF
FRN
$333K 0.01%
20,405
+805
+4% +$12.4K
RF icon
889
Regions Financial
RF
$26.8B
$330K 0.01%
29,698
+12,370
+71% +$130K
CAA
890
DELISTED
CalAtlantic Group, Inc.
CAA
$330K 0.01%
7,936
+2,120
+36% +$91.8K
PCN
891
PIMCO Corporate & Income Strategy Fund
PCN
$890M
$329K 0.01%
19,795
-537
-3% -$8.93K
PGR icon
892
Progressive
PGR
$124B
$329K 0.01%
13,575
-57
-0.4% -$1.39K
PNR icon
893
Pentair
PNR
$10.7B
$329K 0.01%
6,161
+84
+1% +$4.38K
FEIC
894
DELISTED
FEI COMPANY
FEIC
$329K 0.01%
3,196
-204
-6% -$20K
SPG icon
895
Simon Property Group
SPG
$71.8B
$327K 0.01%
2,116
+76
+4% +$11.3K
EINC icon
896
VanEck Energy Income ETF
EINC
$78.7M
$325K 0.01%
1,208
+345
+40% +$94.4K
CPB icon
897
Campbell Soup
CPB
$6.75B
$324K 0.01%
7,210
-702
-9% -$30K
TGNA
898
DELISTED
TEGNA Inc
TGNA
$324K 0.01%
22,094
+400
+2% +$5.95K
CGRN
899
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$324K 0.01%
761
+510
+203% +$183K
HES
900
DELISTED
Hess
HES
$322K 0.01%
3,885
+300
+8% +$23.8K
34 35
36
37 38

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.