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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGR
876
DELISTED
Vector Group Ltd.
VGR
$275K 0.01%
32,307
+9,550
+42% +$80.1K
DO
877
DELISTED
Diamond Offshore Drilling
DO
$275K 0.01%
4,417
+386
+10% +$25.8K
CRM icon
878
Salesforce
CRM
$162B
$274K 0.01%
5,202
-223
-4% -$10.1K
CLNE icon
879
Clean Energy Fuels
CLNE
$355M
$273K 0.01%
21,362
+550
+3% +$7.07K
DJP icon
880
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$819M
$273K 0.01%
7,316
-873
-11% -$32.9K
ETR icon
881
Entergy
ETR
$49.3B
$272K 0.01%
8,606
-18
-0.2% -$598
SPG icon
882
Simon Property Group
SPG
$71.5B
$272K 0.01%
1,951
-9,067
-82% -$1.32M
PRGO icon
883
Perrigo
PRGO
$1.75B
$271K 0.01%
2,043
+251
+14% +$31.3K
SSYS icon
884
Stratasys
SSYS
$769M
$271K 0.01%
2,674
+1,970
+280% +$191K
GNT
885
GAMCO Natural Resources, Gold & Income Trust
GNT
$147M
$269K 0.01%
23,967
+5,967
+33% +$68.7K
IRT icon
886
Independence Realty Trust
IRT
$3.94B
$268K 0.01%
+32,468
New +$270K
PBT
887
Permian Basin Royalty Trust
PBT
$1.52B
$268K 0.01%
18,821
-27
-0.1% -$365
TSI
888
TCW Strategic Income Fund
TSI
$213M
$268K 0.01%
49,782
-70
-0.1% -$376
GCC icon
889
WisdomTree Enhanced Commodity Strategy Fund
GCC
$281M
$267K 0.01%
10,109
+495
+5% +$13.1K
PDI icon
890
PIMCO Dynamic Income Fund
PDI
$7.45B
$267K 0.01%
9,302
-998
-10% -$27.9K
TEG
891
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$266K 0.01%
4,752
+176
+4% +$10.3K
WR
892
DELISTED
Westar Energy Inc
WR
$265K 0.01%
8,651
+2,336
+37% +$74.7K
MAR icon
893
Marriott International
MAR
$90.9B
$264K 0.01%
6,231
+221
+4% +$9.17K
TEF
894
DELISTED
Telefonica
TEF
$264K 0.01%
23,251
-9,425
-29% -$97.4K
CMO
895
DELISTED
Capstead Mortgage Corp.
CMO
$264K 0.01%
22,426
-900
-4% -$10.6K
CP icon
896
Canadian Pacific Kansas City
CP
$79.6B
$263K 0.01%
10,635
+705
+7% +$17.4K
PCEF icon
897
Invesco CEF Income Composite ETF
PCEF
$817M
$263K 0.01%
10,971
+308
+3% +$7.42K
FDN icon
898
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.41B
$261K 0.01%
4,846
+3,921
+424% +$197K
DNP icon
899
DNP Select Income Fund
DNP
$4.09B
$260K 0.01%
27,015
-1,757
-6% -$17.4K
TBT icon
900
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$310M
$260K 0.01%
3,457
-12
-0.3% -$925
34 35
36
37 38

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.