We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UDIV icon
851
Franklin US Core Dividend Tilt Index ETF
UDIV
$146M
$1.85M 0.01%
63,643
+2,915
+5% +$84.3K
PPLI
852
People Inc
PPLI
$2.97B
$1.84M 0.01%
47,276
+9,832
+26% +$420K
EWC icon
853
iShares MSCI Canada ETF
EWC
$6.48B
$1.84M 0.01%
63,670
+1,059
+2% +$30.2K
HWM icon
854
Howmet Aerospace
HWM
$112B
$1.84M 0.01%
92,141
-6,554
-7% -$129K
CLM icon
855
Cornerstone Strategic Value Fund
CLM
$2.25B
$1.83M 0.01%
164,027
+1,394
+0.9% +$15.9K
NAD icon
856
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$1.83M 0.01%
127,733
+15,538
+14% +$223K
DBC icon
857
Invesco DB Commodity Index Tracking Fund
DBC
$1.72B
$1.83M 0.01%
121,776
-20,162
-14% -$308K
MASI
858
DELISTED
Masimo
MASI
$1.83M 0.01%
12,315
+2,020
+20% +$307K
NZF icon
859
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$1.83M 0.01%
112,696
+7,173
+7% +$116K
ACC
860
DELISTED
American Campus Communities, Inc.
ACC
$1.83M 0.01%
38,033
+705
+2% +$33.3K
PXD
861
DELISTED
Pioneer Natural Resource Co.
PXD
$1.82M 0.01%
14,518
-587
-4% -$77.7K
SZNE
862
DELISTED
Pacer CFRA-Stoval Equal Weight Seasonal Rotation ETF
SZNE
$1.82M 0.01%
62,907
+23,299
+59% +$671K
FMO
863
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$1.82M 0.01%
41,075
-11,634
-22% -$542K
ICE icon
864
Intercontinental Exchange
ICE
$84.9B
$1.82M 0.01%
19,698
+902
+5% +$82.3K
HYZD icon
865
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
$1.81M 0.01%
78,560
+12,075
+18% +$280K
XHR
866
Xenia Hotels & Resorts
XHR
$1.72B
$1.8M 0.01%
85,426
-6,182
-7% -$130K
ULTA icon
867
Ulta Beauty
ULTA
$23.3B
$1.8M 0.01%
7,192
-39
-0.5% -$12K
FNDF icon
868
Schwab Fundamental International Large Company Index ETF
FNDF
$25.6B
$1.8M 0.01%
65,181
-9,325
-13% -$253K
BMO icon
869
Bank of Montreal
BMO
$127B
$1.79M 0.01%
24,293
+227
+0.9% +$16.5K
LRCX icon
870
Lam Research
LRCX
$390B
$1.79M 0.01%
77,520
+2,980
+4% +$62.6K
PDM
871
Piedmont Realty Trust
PDM
$1.17B
$1.79M 0.01%
85,711
-602
-0.7% -$12.2K
STI
872
DELISTED
SunTrust Banks, Inc.
STI
$1.79M 0.01%
25,984
-7,803
-23% -$499K
BN icon
873
Brookfield
BN
$110B
$1.79M 0.01%
94,472
+12,758
+16% +$231K
POWA icon
874
Invesco Bloomberg Pricing Power ETF
POWA
$184M
$1.79M 0.01%
32,975
+539
+2% +$28.8K
NEA icon
875
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$1.79M 0.01%
124,788
+999
+0.8% +$14.2K
33 34
35
36 37

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.