We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBRE icon
851
CBRE Group
CBRE
$42.9B
$1.27M 0.01%
33,624
-4,716
-12% -$173K
ZAYO
852
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$1.27M 0.01%
36,929
-2,587
-7% -$85.8K
IYJ icon
853
iShares US Industrials ETF
IYJ
$1.95B
$1.27M 0.01%
18,344
-748
-4% -$50K
MELI icon
854
Mercado Libre
MELI
$92.3B
$1.27M 0.01%
4,904
+595
+14% +$158K
XSLV icon
855
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$1.27M 0.01%
27,595
-4,734
-15% -$207K
IGM icon
856
iShares Expanded Tech Sector ETF
IGM
$10.8B
$1.26M 0.01%
48,768
+966
+2% +$24.4K
DNB
857
DELISTED
Dun & Bradstreet
DNB
$1.26M 0.01%
10,824
+413
+4% +$45.9K
NDAQ icon
858
Nasdaq
NDAQ
$52.9B
$1.26M 0.01%
48,678
-2,538
-5% -$63.1K
PAA icon
859
Plains All American Pipeline
PAA
$16.1B
$1.26M 0.01%
59,259
-23,957
-29% -$554K
PKB icon
860
Invesco Building & Construction ETF
PKB
$399M
$1.26M 0.01%
40,085
-816
-2% -$24.2K
IBND icon
861
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$463M
$1.25M 0.01%
36,253
+15,006
+71% +$517K
PFG icon
862
Principal Financial Group
PFG
$24.3B
$1.25M 0.01%
19,463
+939
+5% +$60.4K
OPPE
863
WisdomTree European Opportunities Fund
OPPE
$295M
$1.25M 0.01%
40,658
-5,930
-13% -$177K
BCO icon
864
Brink's
BCO
$4.62B
$1.25M 0.01%
14,814
+14,350
+3,093% +$1.09M
RPM icon
865
RPM International
RPM
$15B
$1.25M 0.01%
24,285
+543
+2% +$27.8K
AVY icon
866
Avery Dennison
AVY
$13.4B
$1.24M 0.01%
12,635
-61
-0.5% -$5.74K
AMJ
867
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.24M 0.01%
44,040
-1,663
-4% -$47.8K
JEF icon
868
Jefferies Financial Group
JEF
$13.1B
$1.24M 0.01%
54,669
-7,873
-13% -$176K
PAYC icon
869
Paycom
PAYC
$9.69B
$1.24M 0.01%
16,495
-2,449
-13% -$175K
PMF
870
DELISTED
PIMCO Municipal Income Fund
PMF
$1.24M 0.01%
90,336
+4,931
+6% +$68.8K
GG
871
DELISTED
Goldcorp Inc
GG
$1.24M 0.01%
95,109
+20,943
+28% +$275K
CRF
872
Cornerstone Total Return Fund
CRF
$1.17B
$1.23M 0.01%
85,937
+14,831
+21% +$212K
AA icon
873
Alcoa
AA
$13.2B
$1.23M 0.01%
26,407
+3,759
+17% +$150K
BPY
874
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$1.23M 0.01%
52,544
+4,276
+9% +$101K
CRI icon
875
Carter's
CRI
$1.47B
$1.22M 0.01%
12,391
+3,500
+39% +$312K
33 34
35
36 37

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.