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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAIR
851
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$695K 0.01%
58,030
-900
-2% -$11.2K
VGIT icon
852
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$694K 0.01%
10,777
-1,630
-13% -$106K
ISD
853
PGIM High Yield Bond Fund
ISD
$418M
$692K 0.01%
47,415
+2,256
+5% +$33K
IXP icon
854
iShares Global Comm Services ETF
IXP
$567M
$691K 0.01%
11,942
-2,914
-20% -$172K
SPIP icon
855
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$691K 0.01%
25,282
-648
-2% -$17.9K
PGEN icon
856
Precigen
PGEN
$2.45B
$690K 0.01%
23,082
+1,816
+9% +$61.2K
AFB
857
AllianceBernstein National Municipal Income Fund
AFB
$315M
$688K 0.01%
49,821
-821
-2% -$11.1K
DEM icon
858
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.96B
$688K 0.01%
21,762
-6,474
-23% -$222K
BR icon
859
Broadridge
BR
$19.5B
$684K 0.01%
12,729
+2,568
+25% +$144K
NRE
860
DELISTED
NorthStar Realty Europe Corp.
NRE
$683K 0.01%
+57,813
New +$636K
CORR.PRA
861
DELISTED
CorEnergy Infrastructure Trust, Inc Depositary Shares representing a 1/100th fractional interest of a share of 7.375% Series A Cumulative Redeemable Preferred Stock
CORR.PRA
$680K 0.01%
37,370
+205
+0.6% +$4.34K
AOK icon
862
iShares Core Conservative Allocation ETF
AOK
$791M
$678K 0.01%
21,415
+5,939
+38% +$190K
PZZA icon
863
Papa John's
PZZA
$801M
$670K 0.01%
11,988
+8,061
+205% +$498K
SYF icon
864
Synchrony
SYF
$25.5B
$670K 0.01%
22,026
+19,816
+897% +$621K
BGC icon
865
BGC Group
BGC
$4.8B
$669K 0.01%
106,051
+71,654
+208% +$412K
VTRS icon
866
Viatris
VTRS
$18.7B
$668K 0.01%
12,360
-338
-3% -$16.3K
CCJ icon
867
Cameco
CCJ
$43B
$665K 0.01%
54,041
+5,150
+11% +$66K
NTG
868
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$665K 0.01%
3,831
+1,007
+36% +$169K
CI icon
869
Cigna
CI
$72.3B
$664K 0.01%
4,535
-315
-6% -$43.3K
DVYE icon
870
iShares Emerging Markets Dividend ETF
DVYE
$1.21B
$660K 0.01%
21,945
+3,373
+18% +$108K
SCHW
871
Charles Schwab
SCHW
$186B
$660K 0.01%
20,207
+6,903
+52% +$218K
NOW icon
872
ServiceNow
NOW
$132B
$658K 0.01%
38,000
+3,925
+12% +$64.8K
EXR icon
873
Extra Space Storage
EXR
$31B
$657K 0.01%
7,443
+2,778
+60% +$228K
SIR
874
DELISTED
SELECT INCOME REIT
SIR
$656K 0.01%
75,343
-19,841
-21% -$174K
EWP icon
875
iShares MSCI Spain ETF
EWP
$2.21B
$655K 0.01%
23,166
-3,666
-14% -$113K
33 34
35
36 37

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.