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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NYRT
851
DELISTED
New York REIT, Inc.
NYRT
$578K 0.01%
5,465
+1,407
+35% +$153K
STJ
852
DELISTED
St Jude Medical
STJ
$576K 0.01%
8,852
+1,847
+26% +$119K
SPH icon
853
Suburban Propane Partners
SPH
$1.18B
$575K 0.01%
13,272
+7,619
+135% +$339K
PFL
854
PIMCO Income Strategy Fund
PFL
$388M
$574K 0.01%
48,728
+24,269
+99% +$294K
PFLT icon
855
PennantPark Floating Rate Capital
PFLT
$748M
$572K 0.01%
41,673
+1,353
+3% +$18.8K
EOG icon
856
EOG Resources
EOG
$75B
$571K 0.01%
6,167
+852
+16% +$79.3K
IEFA icon
857
iShares Core MSCI EAFE ETF
IEFA
$195B
$571K 0.01%
10,317
+9,225
+845% +$523K
VMW
858
DELISTED
VMware, Inc
VMW
$571K 0.01%
6,924
-38
-0.5% -$3.24K
X
859
DELISTED
US Steel
X
$570K 0.01%
21,381
+701
+3% +$23.4K
AEE icon
860
Ameren
AEE
$29.9B
$566K 0.01%
12,297
+72
+0.6% +$3.06K
CAH icon
861
Cardinal Health
CAH
$56.2B
$566K 0.01%
6,987
+996
+17% +$78.7K
WFT
862
DELISTED
Weatherford International plc
WFT
$565K 0.01%
48,931
-5,828
-11% -$87.3K
GAS
863
DELISTED
AGL Resources Inc
GAS
$565K 0.01%
10,378
+399
+4% +$21.1K
IBLN
864
DELISTED
Direxion iBillionaire Index ETF
IBLN
$564K 0.01%
+21,740
New +$549K
CNX icon
865
CNX Resources
CNX
$5.37B
$552K 0.01%
19,595
+17,866
+1,033% +$542K
EW icon
866
Edwards Lifesciences
EW
$53.9B
$551K 0.01%
25,920
+21,174
+446% +$425K
RCI icon
867
Rogers Communications
RCI
$19.1B
$549K 0.01%
14,188
-3,397
-19% -$131K
ETW
868
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$548K 0.01%
49,780
+28,570
+135% +$338K
MGA icon
869
Magna International
MGA
$18.7B
$548K 0.01%
10,104
+1,912
+23% +$96.7K
COL
870
DELISTED
Rockwell Collins
COL
$548K 0.01%
6,485
+818
+14% +$67.1K
IVR icon
871
Invesco Mortgage Capital
IVR
$806M
$546K 0.01%
3,526
+2,652
+303% +$428K
SCG
872
DELISTED
Scana
SCG
$546K 0.01%
9,040
+5,490
+155% +$304K
BAB icon
873
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$543K 0.01%
17,828
+15,647
+717% +$470K
CHY
874
Calamos Convertible and High Income Fund
CHY
$1.07B
$542K 0.01%
39,179
-4,012
-9% -$56.6K
NWE icon
875
NorthWestern Energy
NWE
$4.39B
$542K 0.01%
9,587
-1,663
-15% -$86.8K
33 34
35
36 37

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.