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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSWC icon
851
Capital Southwest
CSWC
$1.6B
$297K 0.01%
23,633
– –
EXI icon
852
iShares Global Industrials ETF
EXI
$1.47B
$297K 0.01%
4,522
+1,579
+54% +$99.5K
PETS icon
853
PetMed Express
PETS
$42.1M
$297K 0.01%
18,493
+5,490
+42% +$85.6K
SRCL
854
DELISTED
Stericycle Inc
SRCL
$297K 0.01%
2,561
+180
+8% +$20.8K
ACET
855
DELISTED
Aceto Corp
ACET
$297K 0.01%
19,026
+16,826
+765% +$258K
DHS icon
856
WisdomTree US High Dividend Fund
DHS
$1.57B
$295K 0.01%
5,669
+563
+11% +$29.6K
STX icon
857
Seagate
STX
$182B
$295K 0.01%
6,852
+839
+14% +$35.3K
WFT
858
DELISTED
Weatherford International plc
WFT
$295K 0.01%
19,215
-15,679
-45% -$230K
NOG icon
859
Northern Oil and Gas
NOG
$2.5B
$294K 0.01%
2,035
-124
-6% -$16.5K
FEIC
860
DELISTED
FEI COMPANY
FEIC
$294K 0.01%
3,354
+857
+34% +$68.2K
ARMH
861
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$293K 0.01%
6,085
-231
-4% -$9.76K
POM
862
DELISTED
PEPCO HOLDINGS, INC.
POM
$292K 0.01%
15,792
+989
+7% +$19.2K
NWSA icon
863
News Corp Class A
NWSA
$15.4B
$287K 0.01%
+17,867
New +$285K
RVT icon
864
Royce Value Trust
RVT
$2.29B
$286K 0.01%
19,244
-2,898
-13% -$42.2K
ALXN
865
DELISTED
Alexion Pharmaceuticals
ALXN
$286K 0.01%
2,465
-131
-5% -$14.4K
BABZ
866
DELISTED
PIMCO BUILD AMERICA BOND FD ETF
BABZ
$284K 0.01%
5,745
+7
+0.1% +$347
CPB icon
867
Campbell Soup
CPB
$6.69B
$282K 0.01%
6,915
-1,319
-16% -$59.1K
CHRD icon
868
Chord Energy
CHRD
$7.58B
$281K 0.01%
5,721
-350
-6% -$14.7K
AMD icon
869
Advanced Micro Devices
AMD
$767B
$280K 0.01%
73,453
-40,031
-35% -$152K
EVAL
870
DELISTED
ISHARES MSCI EMERGING MARKETS VALUE ETF
EVAL
$280K 0.01%
5,660
+2,433
+75% +$110K
BKE icon
871
Buckle
BKE
$2.4B
$279K 0.01%
5,295
+44
+0.8% +$2.32K
AWF
872
AllianceBernstein Global High Income Fund
AWF
$870M
$278K 0.01%
18,493
+1,979
+12% +$28.5K
CMG icon
873
Chipotle Mexican Grill
CMG
$40.7B
$276K 0.01%
31,450
-1,150
-4% -$9.3K
TGNA
874
DELISTED
TEGNA Inc
TGNA
$276K 0.01%
20,136
+6,581
+49% +$88K
GPC icon
875
Genuine Parts
GPC
$18.5B
$275K 0.01%
3,412
-115
-3% -$9.33K
33 34
35
36 37

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.