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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYND
826
DELISTED
WisdomTree Trust WisdomTree WisdomTree Negative Duration High Yield Bond Fund
HYND
$1.46M 0.01%
75,633
+2,624
+4% +$55K
TD icon
827
Toronto Dominion Bank
TD
$201B
$1.45M 0.01%
29,139
+2,391
+9% +$131K
EFR
828
Eaton Vance Senior Floating-Rate Fund
EFR
$318M
$1.45M 0.01%
115,603
+6,553
+6% +$87.6K
EWC icon
829
iShares MSCI Canada ETF
EWC
$6.48B
$1.45M 0.01%
60,517
+2,672
+5% +$70.5K
PTNQ icon
830
Pacer Trendpilot 100 ETF
PTNQ
$1.25B
$1.45M 0.01%
44,418
+16,609
+60% +$552K
LRCX icon
831
Lam Research
LRCX
$390B
$1.45M 0.01%
106,280
-2,100
-2% -$30.1K
WHR icon
832
Whirlpool
WHR
$2.84B
$1.45M 0.01%
13,552
+3,735
+38% +$424K
CNC icon
833
Centene
CNC
$32.1B
$1.45M 0.01%
25,158
-8,788
-26% -$588K
DNP icon
834
DNP Select Income Fund
DNP
$4.1B
$1.45M 0.01%
139,048
+1,178
+0.9% +$12.9K
CZA icon
835
Invesco Zacks Mid-Cap ETF
CZA
$192M
$1.45M 0.01%
24,500
-3,262
-12% -$209K
GXC icon
836
State Street SPDR S&P China ETF
GXC
$477M
$1.45M 0.01%
17,038
-1,201
-7% -$107K
CSL icon
837
Carlisle Companies
CSL
$15.5B
$1.44M 0.01%
14,414
+5,711
+66% +$588K
PWS icon
838
Pacer WealthShield ETF
PWS
$24.8M
$1.44M 0.01%
59,803
+9,436
+19% +$231K
MRO
839
DELISTED
Marathon Oil Corporation
MRO
$1.44M 0.01%
99,977
+2,176
+2% +$38.8K
FXI icon
840
iShares China Large-Cap ETF
FXI
$4.25B
$1.44M 0.01%
36,813
+7,988
+28% +$323K
AIF
841
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.44M 0.01%
104,343
+7,846
+8% +$116K
IHF icon
842
iShares US Healthcare Providers ETF
IHF
$1.25B
$1.44M 0.01%
43,485
-31,020
-42% -$1.18M
QQQE icon
843
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.42B
$1.43M 0.01%
35,266
-1,254
-3% -$54.4K
PLD icon
844
Prologis
PLD
$133B
$1.43M 0.01%
24,345
+818
+3% +$53K
FRC
845
DELISTED
First Republic Bank
FRC
$1.43M 0.01%
16,426
+2,190
+15% +$200K
HASI icon
846
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.28B
$1.43M 0.01%
74,847
-77,004
-51% -$1.66M
SPTI icon
847
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$1.42M 0.01%
47,844
+25,258
+112% +$736K
FMB icon
848
First Trust Managed Municipal ETF
FMB
$2.06B
$1.42M 0.01%
26,997
+3,320
+14% +$173K
SURE icon
849
AdvisorShares Insider Advantage ETF
SURE
$57.5M
$1.42M 0.01%
24,191
-862
-3% -$55.6K
USCI icon
850
US Commodity Index
USCI
$376M
$1.41M 0.01%
37,697
+687
+2% +$27.6K
32 33
34
35 36

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.