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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEE icon
826
Ameren
AEE
$29.6B
$390K 0.01%
9,456
+10
+0.1% +$385
JQC icon
827
Nuveen Credit Strategies Income Fund
JQC
$714M
$390K 0.01%
40,979
+626
+2% +$5.98K
IEV icon
828
iShares Europe ETF
IEV
$1.7B
$389K 0.01%
8,059
+7,344
+1,027% +$347K
PCK
829
DELISTED
Pimco California Municipal Income Fund II
PCK
$389K 0.01%
39,463
+186
+0.5% +$1.78K
SAM icon
830
Boston Beer
SAM
$1.83B
$389K 0.01%
1,591
-1,050
-40% -$239K
SPSM icon
831
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.5B
$389K 0.01%
16,734
-2,232
-12% -$51.4K
PBJ icon
832
Invesco Food & Beverage ETF
PBJ
$107M
$387K 0.01%
14,051
-100
-0.7% -$2.63K
TSCO icon
833
Tractor Supply
TSCO
$18.5B
$387K 0.01%
27,440
-65,335
-70% -$924K
PRGO icon
834
Perrigo
PRGO
$1.76B
$385K 0.01%
+2,488
New +$393K
HAS icon
835
Hasbro
HAS
$13.7B
$384K 0.01%
6,895
-647
-9% -$34.4K
CAH icon
836
Cardinal Health
CAH
$57.2B
$383K 0.01%
5,480
-1,050
-16% -$73K
SU icon
837
Suncor Energy
SU
$73.8B
$383K 0.01%
10,953
-2,184
-17% -$72.7K
TSM icon
838
TSMC
TSM
$2.19T
$383K 0.01%
19,114
+3,916
+26% +$70.1K
ESV
839
DELISTED
Ensco Rowan plc
ESV
$383K 0.01%
1,816
-139
-7% -$29.1K
KBWD icon
840
Invesco KBW High Dividend Yield Financial ETF
KBWD
$426M
$381K 0.01%
14,915
-3,498
-19% -$89.1K
FXL icon
841
First Trust Technology AlphaDEX Fund
FXL
$2.8B
$379K 0.01%
12,112
-1,154
-9% -$35.5K
VHC icon
842
VirnetX Holding Corp
VHC
$62.2M
$378K 0.01%
1,333
-162
-11% -$56.5K
SLY
843
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$376K 0.01%
7,238
+216
+3% +$11K
AZO icon
844
AutoZone
AZO
$50.4B
$373K 0.01%
695
-6
-0.9% -$3.11K
SWKS icon
845
Skyworks Solutions
SWKS
$10.5B
$372K 0.01%
9,905
+4,867
+97% +$160K
ALXN
846
DELISTED
Alexion Pharmaceuticals
ALXN
$371K 0.01%
2,437
-3,435
-58% -$546K
DVA icon
847
DaVita
DVA
$11.6B
$370K 0.01%
5,380
-778
-13% -$51.7K
INVN
848
DELISTED
Invensense Inc
INVN
$368K 0.01%
15,534
+3,011
+24% +$63K
BWX icon
849
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$367K 0.01%
12,370
-3,680
-23% -$108K
PRA
850
DELISTED
ProAssurance
PRA
$367K 0.01%
8,247
-96
-1% -$4.38K
32 33
34
35 36

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HAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.