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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UYG icon
801
ProShares Ultra Financials
UYG
$849M
$1.09M 0.02%
35,511
-2,478
-7% -$67.5K
SCHW
802
Charles Schwab
SCHW
$186B
$1.09M 0.02%
27,841
+3,920
+16% +$140K
PJP icon
803
Invesco Pharmaceuticals ETF
PJP
$498M
$1.09M 0.02%
19,387
-2,877
-13% -$166K
THO icon
804
Thor Industries
THO
$4.23B
$1.08M 0.02%
10,968
+6,045
+123% +$545K
VIOO icon
805
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.31B
$1.08M 0.02%
17,396
+13,962
+407% +$819K
TUP
806
DELISTED
Tupperware Brands Corporation
TUP
$1.08M 0.02%
20,459
-4,855
-19% -$285K
HCA icon
807
HCA Healthcare
HCA
$89.1B
$1.08M 0.02%
14,399
+2,873
+25% +$215K
IYLD icon
808
iShares Morningstar Multi-Asset Income ETF
IYLD
$125M
$1.08M 0.02%
44,406
-2,160
-5% -$52.8K
QQQE icon
809
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.42B
$1.08M 0.02%
31,424
-2,646
-8% -$90.2K
RSPN icon
810
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.08B
$1.08M 0.02%
54,500
+15,850
+41% +$304K
IXC icon
811
iShares Global Energy ETF
IXC
$2.74B
$1.08M 0.02%
31,031
+2,089
+7% +$70.3K
WFM
812
DELISTED
Whole Foods Market Inc
WFM
$1.07M 0.01%
35,047
-8,134
-19% -$245K
IFLN
813
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$1.07M 0.01%
56,963
+28,148
+98% +$527K
XLG icon
814
Invesco S&P 500 Top 50 ETF
XLG
$10.9B
$1.07M 0.01%
67,810
-22,420
-25% -$345K
KBWD icon
815
Invesco KBW High Dividend Yield Financial ETF
KBWD
$427M
$1.06M 0.01%
46,360
-8,246
-15% -$185K
IYK icon
816
iShares US Consumer Staples ETF
IYK
$1.43B
$1.06M 0.01%
28,770
-768
-3% -$28.4K
MDU icon
817
MDU Resources
MDU
$4.31B
$1.06M 0.01%
97,001
+5,336
+6% +$55.2K
TTC icon
818
Toro Company
TTC
$9.41B
$1.06M 0.01%
18,925
-2,409
-11% -$123K
CORP icon
819
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$1.06M 0.01%
10,332
+3,329
+48% +$345K
TSN icon
820
Tyson Foods
TSN
$19.9B
$1.06M 0.01%
16,887
-1,904
-10% -$125K
FCE.A
821
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$1.05M 0.01%
50,616
-27,703
-35% -$561K
AMX icon
822
America Movil
AMX
$70.3B
$1.05M 0.01%
83,888
+129
+0.2% +$1.56K
BKU icon
823
Bankunited
BKU
$3.35B
$1.05M 0.01%
27,930
-8,815
-24% -$294K
CRF
824
Cornerstone Total Return Fund
CRF
$1.18B
$1.05M 0.01%
71,233
-2,336
-3% -$33.6K
ELV icon
825
Elevance Health
ELV
$84.7B
$1.05M 0.01%
7,325
-463
-6% -$62K
31 32
33
34 35

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.