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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PWP
801
DELISTED
POWERSHARES DYNAMIC MID CAP VALUE PORTFOLIO
PWP
$655K 0.01%
23,728
+1
+0% +$28
TPR icon
802
Tapestry
TPR
$32.9B
$653K 0.01%
17,344
+7,745
+81% +$273K
IEV icon
803
iShares Europe ETF
IEV
$1.7B
$652K 0.01%
15,339
+12,823
+510% +$559K
UDF
804
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$652K 0.01%
35,525
+29,215
+463% +$561K
LVS icon
805
Las Vegas Sands
LVS
$29.7B
$649K 0.01%
11,164
+3,952
+55% +$238K
PW
806
Power REIT
PW
$2.94M
$641K 0.01%
+7,671
New +$732K
PRN icon
807
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$434M
$633K 0.01%
13,344
+12,571
+1,626% +$578K
QDEF icon
808
FlexShares Quality Dividend Defensive Index Fund
QDEF
$561M
$633K 0.01%
+17,652
New +$617K
CBI
809
DELISTED
Chicago Bridge & Iron Nv
CBI
$632K 0.01%
15,103
-14,208
-48% -$700K
SPG icon
810
Simon Property Group
SPG
$72.3B
$631K 0.01%
3,431
+1,299
+61% +$230K
ALB icon
811
Albemarle
ALB
$15.4B
$630K 0.01%
10,532
+624
+6% +$36.8K
BSCJ
812
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$628K 0.01%
30,035
+23,157
+337% +$488K
CB icon
813
Chubb
CB
$135B
$624K 0.01%
5,434
+948
+21% +$105K
POM
814
DELISTED
PEPCO HOLDINGS, INC.
POM
$623K 0.01%
23,121
-8,677
-27% -$235K
CAB
815
DELISTED
Cabela's Inc
CAB
$622K 0.01%
11,784
+8,382
+246% +$441K
ITA icon
816
iShares US Aerospace & Defense ETF
ITA
$15B
$620K 0.01%
10,816
+7,458
+222% +$411K
SU icon
817
Suncor Energy
SU
$74.2B
$612K 0.01%
19,264
+10,867
+129% +$360K
LNT icon
818
Alliant Energy
LNT
$17.7B
$611K 0.01%
18,408
+15,022
+444% +$465K
SRCL
819
DELISTED
Stericycle Inc
SRCL
$611K 0.01%
4,671
-124
-3% -$15.6K
SCHM icon
820
Schwab US Mid-Cap ETF
SCHM
$15.1B
$610K 0.01%
44,955
+44,685
+16,550% +$589K
TSN icon
821
Tyson Foods
TSN
$19.9B
$610K 0.01%
15,226
+826
+6% +$33.5K
MAIN icon
822
Main Street Capital
MAIN
$5.52B
$608K 0.01%
20,805
+1,206
+6% +$37.2K
SURE icon
823
AdvisorShares Insider Advantage ETF
SURE
$57.7M
$607K 0.01%
10,954
+8,247
+305% +$441K
TCBK icon
824
TriCo Bancshares
TCBK
$1.84B
$607K 0.01%
24,575
+23,635
+2,514% +$580K
SSD icon
825
Simpson Manufacturing
SSD
$8.16B
$606K 0.01%
17,517
+16,853
+2,538% +$549K
31 32
33
34 35

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.